Office of the City Clerk - Record #: O2014-891

This record contains private information, which has been redacted from public viewing.

Record #:

O2014-891

Type:

Ordinance

Status:

Passed

Intro date:

2/5/2014

Current Controlling Legislative Body:

Committee on Finance

Final action:

3/5/2014

Title:

Extension of various cable franchise agreements with Comcast

Sponsors:

Emanuel, Rahm

Topic:

AGREEMENTS - Franchise

Attachments:

1. O2014-891.pdf, 2. O2014-891_V2 Additional EDS.pdf

Date	Journal Page Number	Action By	Action	Result	Action Details	Meeting Details	Captions
3/5/2014	75268	City Council	Passed	Pass	Action details	Meeting details	Not available
3/4/2014		Committee on Finance	Recommended to Pass	Pass	Action details	Meeting details	Not available
2/5/2014	73583	City Council	Referred		Action details	Meeting details	Not available

OFFICE OF THE MAYOR

CITY OF CHICAGO

RAHM EMANUEL MAYOR

February 5,2014

TO THE HONORABLE, THE CITY COUNCIL OF THE CITY OF CHICAGO

Ladies and Gentlemen:

At the request of the Commissioner of Business Affairs and Consumer Protection, I transmit herewith an ordinance authorizing the execution of an extension of various Comcast Cable Franchise Agreements.

Your favorable consideration of this ordinance will be appreciated.

Mayor

Very truly yours,

ORDINANCE

WHEREAS, Section 6(a) of Article VII of the Illinois Constitution provides that a home rule unit "may exercise any power and perform any function pertaining to its government and affairs including, but not limited to, the power to regulate for the protection of the public health, safety, morals and welfare; to license; to tax . . ."; and

WHEREAS, Pursuant to section 4-280-100 of the Municipal Code of Chicago, the City Council is authorized to renew franchise agreements to construct and operate cable television systems within the public ways of the City; and

WHEREAS, Comcast currently maintains and operates a cable television system in all five City of Chicago Franchise Areas pursuant to Cable Television Franchise Agreements; and

WHEREAS, The Comcast Franchises for Franchise Areas 2, 3, 4 and 5 (the "Expiring Franchises") are due to expire on March 15, 2014 (the "Expiration Date"); and

WHEREAS, Comcast has indicated an interest in renewing the Expiring Franchises and continuing to operate in Franchise Areas 2, 3, 4 and 5; and

WHEREAS, The Cable Administrator of the City of Chicago has been conducting renewal negotiations with Comcast, which are ongoing; and

WHEREAS, These negotiations will likely not conclude before the Expiration Date; and

WHEREAS, It is in the interests of the City of Chicago and the City's cable consumers that adequate time be provided for the Cable Administrator to reach an agreement with Comcast that best serves and protects the interests of the City and its cable-viewing public; now, therefore,

BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CHICAGO:

SECTION 1. Subject to Section 2 of this Ordinance, the Cable Administrator is authorized to enter into agreements with Comcast to extend the term of the Expiring Franchises to on or before June 15, 2014. If in the Cable Administrator's judgment, a renewal agreement acceptable to the City has not been reached by June 15, 2014, she is authorized to execute a one-time re-extension until September 15, 2014. Except for extending (i) the expiration date, and (ii) the funding for the Chicago Access Corp. ("CAC") described in Section 3 of this Ordinance, the remaining aspects of the Expiring Franchises shall remain unchanged.

SECTION 2. If during any extension period provided for in Section 1 of this Ordinance, the parties initiate the formal franchise renewal process provided for by 47 U.S.C. Section 546, the Cable Administrator is authorized to enter into agreements with Comcast to extend the term of the Expiring Franchises pending the resolution of those formal proceedings. Except for extending (i) the expiration date, and (ii) the funding for the CAC described in Section 3 of this Ordinance, the remaining aspects of the Expiring Franchises shall remain unchanged.

SECTION 3. The Cable Administrator is authorized to execute the extensions provided for in this Ordinance only if any and all such extensions include, for the full term of the extension, a concomitant extension of the funding to the CAC provided for in Section 19.2 and associated Exhibit H of the Expiring Franchises.

SECTION 4. This ordinance shall be in force and effect upon its passage and approval, and shall be deemed to apply retroactively to March 15, 2014.

CITY OF CHICAGO ^ <

ECONOMIC DISCLOSURE STATEMENT I^o 3

AND AFFIDAVIT oⁿ'

r-o ^ on-j

SECTION I - GENERAL INFORMATION g^! =* Sg

'ⁿ⁷ z

A. Legal name of the Disclosing Party submitting this EDS. Include d/b/a/if applicable: r\j

Comcast of Florida/Georgia/Illinois/Michiqan, LLC Franchise Areas Two and Three Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[3] the Applicant

[ ] a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the

Applicant in which the Disclosing Party holds an interest:

3. [ ] a legal entity with a right of control (see Section Il.B.l.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

B. Business address of the Disclosing Party: 125 5 W North Avenue

Chicago, IL 60642

Lisa_Ouzounian@cable.comcast. com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian

E. Federal Employer Identification No. (if you have one):

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS? ^Law ^DeP^artment _ _

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification # and Contract #

Ver. 01-01-12

Page 1 of 13

SECTION II -DISCLOSURE OF OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

1. Indicate the nature of the Disclosing Party: [ ] Person p

[ ] Publicly registered business corporation [

[] Privately held business corporation [

[ ] Sole proprietorship [

[ ] General partnership (

[ ] Limited partnership

Limited liability company [ ] Limited liability partnership [ ] Joint venture [ ] Not-for-profit corporation (Is the not-for-profit corporation also a 501(c)(3))?

[ ] Trust [

[ ] Yes [ ] No

[ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Florida

3. For legal entities not organized in the State of Illinois: Has the organization registered to do business in the State of Illinois as a foreign entity?

[JNo

[?Yes

[] N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

1. List below the full names and titles of alt executive officers and all directors of the entity. NOTE: For not-for-profit corporations, also list below all members, if any, which are legal entities. If there are no such members, write "no members." For trusts, estates or other similar entities, list below the legal titleholder(s).

If the entity is a general partnership, limited partnership, limited liability company, limited liability partnership or joint venture, list below the name and title of each general partner, managing member, manager or any other person or entity that controls the day-to-day management of the Disclosing Party. NOTE: Each legal entity listed below must submit an EDS on its own behalf.

Name Title See Exhibit A

2. Please provide the following information concerning each person or entity having a direct or indirect beneficial interest (including ownership) in excess of 7.5% of the Disclosing Party. Examples of such an interest include shares in a corporation, partnership interest in a partnership or joint venture,

Page 2 of 13

interest of a member or manager in a limited liability company, or interest of a beneficiary of a trust, estate or other similar entity. If none, state "None." NOTE: Pursuant to Section 2-154-030 of the Municipal Code of Chicago ("Municipal Code"), the City may require any such additional information from any applicant which is reasonably intended to achieve full disclosure.

Name Business Address Percentage Interest in the

Disclosing Party

See Exhibit B

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-156 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[ ] Yes [X] No

If yes, please identify below the name(s) of such City elected official(s) and describe such relationship(s):

SECTION IV -- DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

The Disclosing Party must disclose the name and business address of each subcontractor, attorney, lobbyist, accountant, consultant and any other person or entity whom the Disclosing Party has retained or expects to retain in connection with the Matter, as well as the nature of the relationship, and the total amount of the fees paid or estimated to be paid. The Disclosing Party is not required to disclose employees who are paid solely through the Disclosing Party's regular payroll.

"Lobbyist" means any person or entity who undertakes to influence any legislative or administrative action on behalf of any person or entity other than: (1) a not-for-profit entity, on an unpaid basis, or (2) himself. "Lobbyist" also means any person or entity any part of whose duties as an employee of another includes undertaking to influence any legislative or administrative action.

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business Relationship to Disclosing Party Fees (indicate whether

retained or anticipated Address (subcontractor, attorney, paid or estimated.) NOTE:

to be retained) lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response.

John McGuire, Esq. 1231 Maple Ave, Evanston, IL 60202 AttorneyjLo h ^

Estimated $ I £ o & o *

| X >wp ,

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V ~ CERTIFICATIONS

COURT-ORDERED CHILD SUPPORT COMPLIANCE

Under Municipal Code Section 2-92-415, substantial owners of business entities that contract with the City must remain in compliance with their child support obligations throughout the contract's term.

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[ ] Yes L J No [XJ No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[]Yes []No

FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1 -23, Article I ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article I is a continuing requirement for doing business with the City. NOTE: If Article I applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

2. The Disclosing Party and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section II.B.l. of this EDS:

are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
are not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and
have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");
any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;
any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

Neither the Disclosing Party, nor any Contractor, nor any Affiliated Entity of either the Disclosing Party or any Contractor nor any Agents have, during the five years before the date this EDS is signed, or, with respect to a Contractor, an Affiliated Entity, or an Affiliated Entity of a Contractor during the five years before the date of such Contractor's or Affiliated Entity's contract or engagement in connection with the Matter:

1. bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;
2. agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
3. made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

^LU

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

8. To the best of the Disclosing Party's knowledge after reasonable inquiry, the following is a complete list of all current employees of the Disclosing Party who were, at any time during the 12-month period preceding the execution date of this EDS, an employee, or elected or appointed official, of the City of Chicago (if none, indicate with "N/A" or "none").

AJ ( A

9. To the best of the Disclosing Party's knowledge after reasonable inquiry, the following is a complete list of all gifts that the Disclosing Party has given or caused to be given, at any time during the 12-month period preceding the execution date of this EDS, to an employee, or elected or appointed official, of the City of Chicago. For purposes of this statement, a "gift" does not include: (i) anything made generally available to City employees or to the general public, or (ii) food or drink provided in the course of official City business and having a retail value of less than $20 per recipient (if none, indicate with "N/A" or "none"). As to any gift listed below, please also list the name of the City recipient.

Oj_A

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

[ ] is [2} is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Parly IS a financial institution, then the Disclosing Party pledges:

"We are not and will not become a predatory lender as defined in Chapter 2-32 of the Municipal Code. We further pledge that none of our affiliates is, and none of them will become, a predatory lender as defined in Chapter 2-32 of the Municipal Code. We understand that becoming a predatory lender or becoming an affiliate of a predatory lender may result in the loss of the privilege of doing business with the City."

If the Disclosing Party is unable to make this pledge because it or any of its affiliates (as defined in Section 2-32-455(b) of the Municipal Code) is a predatory lender within the meaning of Chapter 2-32 of the Municipal Code, explain here (attach additional pages if necessary):

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

[ ] Yes pq No

NOTE: If you checked "Yes" to Item D.I., proceed to Items D.2. and D.3. If you checked "No" to Item D. 1., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power does not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

[]Yes []No

If you checked "Yes" to Item D.I., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

^x 1. The Disclosing Party verifies that the Disclosing Party has searched any and all records of the Disclosing Party and any and all predecessor entities regarding records of investments or profits from slavery or slaveholder insurance policies during the slavery era (including insurance policies issued to slaveholders that provided coverage for damage to or injury or death of their slaves), and the Disclosing Party has found no such records.

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

Disclosing Party has found records of investments or profits from slavery or slaveholder insurance policies. The Disclosing Party verifies that the following constitutes full disclosure of all such records, including the names of any and all slaves or slaveholders described in those records:

SECTION VI -- CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

NOTE: If the Matter is federally funded, complete this Section VI. If the Matter is not federally funded, proceed to Section VII. For purposes of this Section VI, tax credits allocated by the City and proceeds of debt obligations of the City are not federal funding.

A. CERTIFICATION REGARDING LOBBYING

1. List below the names of all persons or entities registered under the federal Lobbying Disclosure Act of 1995 who have made lobbying contacts on behalf of the Disclosing Party with respect to the Matter: (Add sheets if necessary):

N/A

(If no explanation appears or begins on the lines above, or if the letters "NA" or if the word "None" appear, it will be conclusively presumed that the Disclosing Party means that NO persons or entities registered under the Lobbying Disclosure Act of 1995 have made lobbying contacts on behalf of the Disclosing Party with respect to the Matter.)

2, The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A. 1. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

If the Matter is federally funded, federal regulations require the Applicant and all proposed subcontractors to submit the following information with their bids or in writing at the outset of negotiations.

Is the Disclosing Party the Applicant?

[]Yes []No If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 41 CFR Part 60-2.)

[]Yes []No

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[ ] Yes [ ] No

Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[ ] Yes [ ] No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII - ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Parly understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicago.org/Ethics. and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Party must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article 1 of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1-23 and Section 2-154-020 of the Municipal Code.

The Disclosing Party represents and warrants that:

Page 11 of 13

F. 1. The Disclosing Party is not delinquent in the payment of any tax administered by the Illinois Department of Revenue, nor are the Disclosing Party or its Affiliated Entities delinquent in paying any fine, fee, tax or other charge owed to the City. This includes, but is not limited to, all water charges, sewer charges, license fees, parking tickets, property taxes or sales taxes.

F.2 If the Disclosing Party is the Applicant, the Disclosing Party and its Affiliated Entities will not use, nor permit their subcontractors to use, any facility listed by the U.S. E.P.A. on the federal Excluded Parties List System ("EPLS") maintained by the U.S. General Services Administration.

F.3 If the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in form and substance to those in F. 1. and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F.I., F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

Under penalty of perjury, the person signing below: (1) warrants that he/she is authorized to execute this EDS and Appendix A (if applicable) on behalf of the Disclosing Party, and (2) warrants that all certifications and statements contained in this EDS and Appendix A (if applicable) are true, accurate and complete as of the date furnished to the City.

(Print or type name of Disclosing Party)

(Print or type name of person signing)

(Print or type title of person signing)

Signed and sworn to before me on (date) OiUj JS^ 2<?i f

at (jpo*- County, SI- (state).

Page 12 of 13

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

This Appendix is to be completed only by (a) the Applicant, and (b) any legal entity which has a direct ownership interest in the Applicant exceeding 7.5 percent. It is not to be completed by any legal entity which has only an indirect ownership interest in the Applicant.

Under Municipal Code Section 2-154-015, the Disclosing Party must disclose whether such Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently has a "familial relationship" with any elected city official or department head. A "familial relationship" exists if, as of the date this EDS is signed, the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof is related to the mayor, any alderman, the city clerk, the city treasurer or any city department head as spouse or domestic partner or as any of the following, whether by blood or adoption: parent, child, brother or sister, aunt or uncle, niece or nephew, grandparent, grandchild, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepfather or stepmother, stepson or stepdaughter, stepbrother or stepsister or half-brother or half-sister.

"Applicable Party" means (1) all executive officers of the Disclosing Party listed in Section II.B. la., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if the Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ ]Yes

If yes, please identify below (1) the name and title of such person, (2) the name of the legal entity to which such person is connected; (3) the name and title of the elected city official or department head to whom such person has a familial relationship, and (4) the precise nature of such familial relationship.

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Comcast of Florida/Georgia/Illinois/Michigan, LLC

Officers:


Roberts, Brian L.	Chairman
Smit, Neil	President
Smit, Neil	Chief Executive Officer
Connors, William	President - Central Division
Watson, David N.	Chief Operating Officer
Watson, David N.	Executive Vice President
Avgiris, Catherine	Chief Financial Officer
A vgins, Catherine:	Executive Vice President
Schwartz, Samuel	Chief Business Development Officer
Werner, Tony G.	Chief Technology Officer
Werner, Tony G.	Executive Vice President
Angelakis, MichaeJ J.	Executive Vice President
Cohen, David L.	Executive Vice President
Cohen, David L.	Assistant Secretary
Schanz, John D.	Executive Vice President
Schariz, John D:	Chief Network Officer
Rigdon, Gregory	Executive Vice President - Content Acquisition
Strahan, William	Executive Vice President - Human Resources
Kiriacoulacos, Peter	Executive Vice President - Piocurement
Block, Arthur R.	Senior Vice President
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordclman, William E.	Treasurer
Gaston, Douglas	Senior Vice President
Gaston, Douglas	General Counsel
(Saston, Douglas	Assistant Secretary
Lewis, Jr., Gerard J.	Senior Vice President
Lewis, Jr., Gerard "J.	Chief Privacy Officer
Lewis, Jr., Gerard J.	Deputy General Counsel
Pighihi, Ernest A	Senior Vice President
Pighini, Emest A.	Controller
Salv'a';: Lawrence J.	Senior Vice President
Haase, William R.	Senior Vice President - Ad Sales Finance and Administration
Roberts, Scott W.	Senior Vice President - Business Services
Shatlock, Jr , Eugene P	Senior Vice President Business Strategy and Product Development
Collins, Timothy P.	Senior Vice President - Cable Management
Edmunds, Kimberly	Senior Vice President - Cable Operations
Pick, Robert S.	Senior Vice President - Corporate Development
Bryant, Sarah	Senior Vice President - Finance
Kenna,. Brian.	Senior Vice President - Finance and Accounting
Leavitt, Shawn	Senior Vice President - Global Benefits
Gillcnwatcr, Steven C.	Senior Vice President - Human Resources
Topping, Andrew C.	Senior Vice President - Labor Relations, HR Compliance and Policy Administration

Nathan, Thomas R.	Senior Vice President - Litigation
Nathan, Thomas R.	Deputy General Counsel
Nathan, Thomas R.	Assistant Secretary
Willard, Sheila R.	Senior Vice President - Ixical Media Development
O'Connell, Daniel Patrick	Senior Vice President - MDU Business Development
Desmond, Sharon T.	Senior Vice President - Revenue and Business Operations
Lang, Richard A.	Senior Vice President - Sales and Marketing
Wasser, Glenn R.	Senior Vice President - Sales and Marketing
Cbhnell/Terrence J."	Senior Vice President . Sales and Sales Operations . ; " ■
Kelly, David	Senior Vice President - Spotlight
Ozor, Jonathan L.	Senior Vice President - Spotlight
Tromblcy, Roland	Senior Vice President - Spotlight
Lopez, Filemon	Senior Vice President - Strategic Operations
Dankenbrink, Krisline A.	Senior Vice President - Taxation
Strauss, Matthew E.	Senior Vice President and General Manager -Video Services
Gilchell, Sarah	Vice President
Gitchell, Sarah	Deputy General Counsel
Gitchell, Sarah	Chief Content Acquisition Counsel
Koles, Kathryn	Vice President
Koles, Kathryn	Deputy General Counsel
Marcus, David	Vice President
Marcus, David	Chief Patent Officer
Marcus, David	Deputy General Counsel
Rankin, Brian	Vice President
Rankin, Brian	Chief Regulatory Counsel-Cable Division
Rankin, Brian	Deputy General Counsel
Dennett, Ian R.	Vice President and General Manager - Ad Sales
Hcisinger, Peter B	Vice President and General Manager - Ad Sales
Runge, Mark W.	Vice President and General Manager. - Ad Sales
Stone, Jeffrey H.	Vice President and General Manager - Ad Sales
Corcoran, Barry	Vice President - Ad Sales Finance and Accounting
Sayer, Jonathan	Vice President - Ad Sales Integrated Media Sales
Sul linger, Bobbie G.	Vice President - Ad Sales Operations
McGrath, Patrick T.	Vice President - Ad Sales Technical Operations
Daves, Michael S.	Vice President - Cable Management : .
Farley, Brian	Vice President - Communications
Brov\ii,-^: Verba	Vice President - Customer Care
Glass, Anthony	Vice President - Customer Care
Matsori, Nancy	Vice President - Customer Care
Thompson, John	Vice President - Customer Care
Ward, Doug	Vice'Presidcnt - Customer Care
Wuerdeman, John M.	Vice President - Customer Care
Austin, Jeffey W.	Vice President - Engineering
Fitzgerald, Donald P.	Vice President - Engineering
Slabaugh, David W.	Vice President - Engineering

Yalcs, Thomas	Vice President - Engineering
O'Connor, Kevin P.	Vice President - Federal Tax
Colucci, John A.	Vice President - Field Operations
Kirk, DaleF.	Vice President - Field Operations
Mark, Bryan E.	Vice President - Field Operations
Monteilh, Scott D.	Vice President - Field Operations
Parker, Michael C	Vice President - Field Operations
Thomas, Stephen E.	Vice President - Field Operations
Wainwright, Nicholas	Vice President - Field Operations
Williamson, Larry A.	Vice President - Field Operations
Murtaugh, Brian	Vice President Finance
Ossowski, Jeffrey S.	Vice President - Finance
Gibbs, Susan L.	Vice President - Finance and Accounting
Maguire, Thomas C.	Vice President - Finance and Accounting
Mobilia, Janice M.	Vice President - Finance and Accounting
Rehme, Richard M.	Vice President - Finance and Accounting
DiTrolio, Joseph F.	Vice President - Financial Operations
Kleinhans, Kimberly Sebastian	Vice President - Financial Planning and Analysis
McDonald, Christopher G.	Vice President - Government Affairs
Birmingham, Lisa N.	Vice President - Government and Regulatory Affairs
Ryan, Robert E	Vice President - Government and Regulatory Affairs
Darst, Ardella F.	Vice President - Human Resources
Fasick, Teresa C.	Vice President - Human Resources
Harrison, Julie M.	Vice President - Human Resources
Haubert-Pierce, Audrc	Vice President - Human Resources
Zanoni, Mark C.	Vice President - Information Technology
Miller, Michael P	Vice President - Interactive Sales
Niedzielski, Alicia M.	Vice President - Marketing
Schweber, Lawrence D.	Vice President - Marketing
Sweeney, William F.	Vice President.- Marketing
Williams, David	Vice President - Marketing
Smith, Jeffrey E.	Vice President - Marketing, Facilities and General Operations
Smith, Jeffrey E.	Deputy General Counsel
Wichl, Jason	Vice President -.Marketing Operations
Slovin, Michael B.	Vice President - MDU Business'Development
Goyer, Adam	Vice President - Operations
Rosson, Ellen C.	Vice President - Operations
Shook, Geoffrey A.	Vice President - Operations Management
Pascarclli, Victor	Vice President - Payment Center Operations
Alperin, Linda	Vice President - Product Sales
Schucliart, John	Vice President - Product Sales
Goldman, Jennifer L.	Vice President - Programming and Marketing Analysis
Halprin, Mary Belh	Vice President - Public Relations
Segal, Jack A.	Vice President - Public Relations
O'Brien, Gerald C	Vice President - Real Estate
Van Alstyne, David A.	Vice President - Sales
Dombroski, David	Vice President - SMB Direct Sales

Donnelly, Thomas J.	Vice President - Taxation
Magdos, Peter D.	Vice President - Technical Operations
Powell, Jeffrey L. '	Vice President - Telemarketing
Weigert, Jim	Vice President and General Manager
Murphy, Daniel S'.'. : .	Division Senior Vice Presirjerit - Engineering
Gage, Timothy	Division Senior Vice President - Government Affairs
Knowlcs, Peter	Division Vice President - Finance and Accounting
Brown, Jeff	Division Vice President - Customer Care
Crowley, John	Regional Senior Vice President
Smith, Amy	Regional Senior Vice President
Barrett, John: -	Regional Senior Vice President - Operations
Paligraf, Philip M.	Regional Vice President - Ad Sales
Hummel, Ronald^:'L.	Regional Vice President - Business Operations
Dcckard, Robert W.	Regional Vice President - Business Services
Navin, Paul J.	Regional Vice President - Cable Operations
Madison, Glenn H.	Regional Vice President - Engineering
Reed; James A.	Regional Vice President - Engineering
Cooper, Derek	Regional Vice President - Govcrmnenl Affairs
Ferry, AViilianj.G.	Regional Vice President - Government Affairs
Macke, James Andy	Regional Vice President - Government Affairs
Siimmy, Matthew'	Regional Vice-President - Government Affairs
Wells, Douglas	Regional Vice President - Government Affairs
Albert, Angela ^;	Regional Vice President - Human Resources
McKelvey, Kerry R.	Regional Vice President - Marketing
Zemaitis, Thomas M.	Regional Vice President - Marketing
Hewitt, Michael C.	Regional Vice President - Operations
Harris, Andrew P.	Regional Vice President - Sales
O'Connell, Sean M.	Regional Vice President - Sales and Marketing
Dickcrson, Serena D,	Area Vice President - Ad Sales
Biava, Paul	Area Vice President - Operations
Br^ri'ard/Dfiborah	Area Vice-Presideniv- Operations
Gauder III, John	Market Vice President
Hagen;Barbafa A.	Market Vice President. -
Colvin, Ronnie	System Vice President/General Manager
Gillespie; -Vaierj.eL.	System Vice Presidcht/General Manager
Yanl, D. Trevor	System Vice President/General Manager
Wilscfri.-Michael fyr-	System Vice President -'Government Affairs

Comcast of Florida/Georgia/lllinois/Michigan, LLC Organizational chart as of 2/25/2014

Comcasl Corporation <WA)

100% Class A Common

100% Class A Special Common

Comcast Holdings Corporation <PA>

/ \

X Comcast Cable

^ Comrrrjnicalioris. LLC ^

\ <DE) /

¹	100%
Comcast MO Group. Inc. (OE)
1	100%
Corneas', ol Georgia/ Virginia, Inc (CO)
	100%

^Comcast of Florida/^ Georgia/Illinois/ Michigan. LLC (FL)

CITY OF CHICAGO S§ §

ECONOMIC DISCLOSURE STATEMENT O % ^

AND AFFIDAVIT S2~n © ^

m j

SECTION I--GENERAL INFORMATION £2o

Legal name of the Disclosing Party submitting this EDS. Include d/b/a/if applicableP*^ TT

Comcast Corporation

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[] the Applicant Comcast of FL/GA/IL/MI, LLC

OR Comcast of Chicago, Inc.

[X| a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the Applicant in which the Disclosing Party holds an interest: Comcast of South Chicago, Inc .

OR Comcast of Illinois III, Inc.

3. [] a legal entity with a right of control (sec Section II.B.l.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

Business address of the Disclosing Party: 17 01 JFK. Blvd

Philadelphia, PA 19103

Lisa_Ouzounian@cable . comcast. com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian
Federal Employer Identification No. (if you have one):

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS? ^Law ^DeP^artment

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification ft and Contract if _

Vtr. 0J-0J-I2

Page 1 of 13

SECTION II - DISCLOSURE OF OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

1. Indicate the nature of the Disclosing [ ] Person

["4 Publicly registered business corporation [ ] Privately held business corporation [ ] Sole proprietorship [ ] General partnership [ ] Limited partnership [ ] Trust

Party:

[ ] Limited liability company

[ ] Limited liability partnership

[ ] Joint venture

[ ] Not-for-profit corporation

(Is the not-for-profit corporation also a 501(c)(3))?

[]Yes I] No

[ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Pennsylvania

3. For legal entities not organized in the State of Illinois: lias the organization registered to do

business in the State of Illinois as a foreign entity?

[ ] Yes

[]No

pq N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

1. List below the full names and titles of all executive officers and all directors of the entity. NOTE: For not-for-profit corporations, also list below all members, if any, which are legal entities. If there are no such members, write "no members." For trusts, estates or other similar entities, list below the legal titleholder(s).

Name Title See Exhibit A

Page 2 of 13

Name Business Address Percentage Interest in the

Disclosing Party

See Comcast Corporation 10-K posted at: _

http://www.cmcsa.com/financials.cfm

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-1 56 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[ ] Yes [X] No

If yes, please identify below the namc(s) of such City elected official(s) and describe such relationship(s):

SECTION IV - DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business Relationship to Disclosing Party Fees (indicate whether

retained or anticipated Address (subcontractor, attorney, paid or estimated.) NOTE:

to be retained) lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response.

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V - CERTIFICATIONS

COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[ ] Yes [ ] No [Xj No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes." has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[ ] Yes [ ] No

FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1-23, Article 1 ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article I is a continuing requirement for doing business with the City. NOTE: If Article I applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

2. The Disclosing Parly and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section II.B. 1. of this EDS:

are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
have not. within a five-year period preceding the date of this EDS, been convicied of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
are not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and

c. have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.

The certifications in subparts 3, 4 and 5 concern:

- the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");
any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without lhnilation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;
any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

Neither the Disclosing Party, nor any Contractor, nor any Affiliated Entity of cither the Disclosing Party or any Contractor nor any Agents have, during the five years before the date this EDS is signed, or, with respect to a Contractor, an Affiliated Entity, or an Affiliated Entity of a Contractor during the five years before the date of such Contractor's or Affiliated Entity's contract or engagement in connection with the Matter:

bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;
agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-1 56 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

_ - - J-fA

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

. __ _ jUk_

9. To the best of the Disclosing Party's knowledge after reasonable inquiry, the following is a

complete list of all gifts that the Disclosing Party has given or caused to be given, at any time during the

12-month period preceding the execution date of this EDS, to an employee, or elected or appointed

official, of the City of Chicago. For purposes of this statement, a "gift" does not include: (i) anything

made generally available to City employees or to the general public, or (ii) food or drink provided in the

course of official City business and having a retail value of less than $20 per recipient (if none, indicate

with "N/A" or "none"). As to any gift listed below, please also list the name of the City recipient.

rJ/jL

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

[ ] is is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then the Disclosing Party pledges:

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

I] Yes |X|No

NOTE: If you checked "Yes" to Item D.I., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power does not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

[]Yes []No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Pane 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

_X 1. The Disclosing Party verifies that the Disclosing Party has searched any and all records of

the Disclosing Party and any and all predecessor entities regarding records of investments or profits from slavery or slaveholder insurance policies during the slavery era (including insurance policies issued to slaveholders that provided coverage for damage to or injury or death of their slaves), and the Disclosing Party has found no such records.

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

Disclosing Parly has found records of investments or profits from slavery or slaveholder insurance policies. The Disclosing Party verifies that the following constitutes full disclosure of all such records, including the names of any and all slaves or slaveholders described in those records:

SECTION VI -- CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

N/A

(If no explanation appears or begins on the lines above, or if the letters "NA" or if the word "None" appear, it will be conclusively presumed that Ihe Disclosing Party means that NO persons or entities registered under the Lobbying Disclosure Act of 1995 have made lobbying contacts on behalf of the Disclosing Party with respect to the Matter.)

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.l. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or lo extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[ ] Yes - [ ] No

If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 41 CFR Part 60-2.)

[ ] Yes []No

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

I ] Yes [ ] No

Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[]Yes []No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicaKO.orK/Efhics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Parly must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article I of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1-23 and Section 2-154-020 of the Municipal Code.

The Disclosing Party represents and warrants that:

Page 11 of 13

F.l. The Disclosing Party is not delinquent in the payment of any tax administered by the Illinois Department of Revenue, nor are the Disclosing Party or its Affiliated Entities delinquent in paying any fine, fee, tax or other charge owed to the City. This includes, but is not limited to, all water charges, sewer charges, license fees, parking tickets, property taxes or sales taxes.

F.3 If the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in form and substance to those in F.l. and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F.L, F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

Party)

)

SlMjVAw

(Sign here)

LiS^ C-IX^ooa i J

(Print or type name of person signing) (Print or type title of personfclVning)

Signed and sworn to before me on (date) 02;_2^c>_-

at OahiU, County, jrv_ (state).

Notary Public.

Commission expires: O'Z- 1^

"OFFICIAL SEAL"

DAVID BUTLER Notary Public, Slate of Illinois My Commission Expires 02-05-2017

Page 12 of 13

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

Under Municipal Code Section 2-154-015, the Disclosing Party must disclose whether such Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently has a "familial relationship" with any elected city official or department.head. A "familial relationship" exists if, as of the date this EDS is signed, the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof is related to the mayor, any alderman, the city clerk, the city treasurer or any city department head as spouse or domestic partner or as any of the following, whether by blood or adoption: parent, child, brother or sister, aunt or uncle, niece or nephew, grandparent, grandchild, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepfather or stepmother, stepson or stepdaughter, stepbrother or stepsister or half-brother or half-sister.

"Applicable Party" means (1) all executive officers of the Disclosing Party listed in Section II.B.l.a., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if the Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ ]Yes

Page 13 of 13

Comcast Corporation

Officers:

Name ■'■ "	Title
Roberts, Brian L.	Chairman of the Board of Directors
Roberts, Brian L.	President
Roberts, Brian L.	Chief Executive Officer
Angelakis, Michael J.	Vice Chairman
Angelakis, Michael J.	Chief Financial Officer
Burke, Stephen B.	Executive Vice President
Cohen, David L.	Executive Vice President
Cohen, David L.	Chief Diversity Officer
Cohen, David L.	Assistant Secretary
Smit, Neil	Executive Vice President
Evans, Alexander D.	Executive Vice President - Global Corporate Development and Strategy
Banse, Amy L.	Senior Vice President
Block, Arthur R.	Senior Vice President
Block, Arthur R.	General Counsel
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Salva, Lawrence J.	Senior Vice President
Salva, Lawrence J.	Chief Accounting Officer
Salva, Lawrence J.	Controller
Scott, David A.	Senior Vice President
Maxiicld, A. Melissa	Senior Vice President - Congressional and Federal Government Affairs
Khoury Newcomb, Jennifer	Senior Vice President - Corporate and Digital Communications
Rudnay, D'Arcy F.	Senior Vice President - Corporate Communications
Rudnay, D'Arcy F.	Chief Communications Officer
Pick, Robert S.	Senior Vice President - Corporate Development
Hook, Cynthia K.	Senior Vice President - Internal Audit
Hook, Cynthia K.	General Auditor
Armstrong, Jason S.	Senior Vice President - Investor Relations
Charytan, Lynn R.	Senior Vice President - Legal Regulatory Affairs
Zachem, Kathryn A.	Senior Vice President - Regulatory and State Legislative Affairs
Dankenbrink, Kristine A.	Senior Vice President - Taxation
Lewis, Jr., Gerard J.	Chief Privacy Officer
Daley, Jennifer L.	Vice President
Daley, Jennifer L.	Assistant Treasurer
Heller, Jennifer	Vice President
Heller, Jennifer	Chief Compliance Officer
McCue, James P.	Vice President
McCue, James P.	Assistant Treasurer
Rockford, Marc A.	Vice President
Rockford, Marc A.	Senior Deputy General Counsel
Rostick, Gary E.	Vice President

Smith, Justin B.	Vice President
Smith, Justin B.	Chief Joint Venture Compliance Officer
Buchholz, Karen Dougherty	Vice President - Administration
Lillie, Charisse R.	Vice President - Community Investment
Goldstein, Gregg M.	Vice President - Corporate Development
McGinley, Joseph P.	Vice President - Corporate Development
Noble, Mark	Vice President - Corporate Development
Cheatham, Keith T.	Vice President - Corporate Real Estate and Insurance
Perkins, Bret	Vice President - External and Government Affairs
O'Connor, Kevin P.	Vice President - Federal Tax
DiTrolio, Joseph F.	Vice President - Financial Operations
Gatti, Leonard J.	Vice President - Financial Reporting
Arbogast, Rebecca	Vice President - Global Public Policy
Fitzmaurice, Sena	Vice President - Government Communications
Arnholt, Beth	Vice President - Integrated Talent Management
Finnegan, James J.	Vice President - Strategic Intellectual Property
Donnelly, Thomas J.	Vice President - Taxation

Directors:

Name

Kenneth J. Bacon, Presiding Director Bonovitz, Sheldon M.

Breen, Edward D.

Collins, Joseph J.

Cook, J. Michael

Hassell, Gerald L.

Honickman, Jeffrey A.

Mestre, Eduardo G.

Roberts, Brian L.

Roberts, Ralph J.

Rodgers, Johnathan

Rodin, Dr. Judith

S \

O -<

CITY OF CHICAGO "^rn orn

ECONOMIC DISCLOSURE STATEMENT P% -o £,£1

AND AFFIDAVIT -3-h

SECTION I - GENERAL INFORMATION ro s£

Legal name of the Disclosing Party submitting this EDS. Include d/b/a/ if applicable:

Comcast Cable Communications, LLC

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[] the Applicant Comcast of FL/GA/IL/MI, LLC

OR Comcast of Chicago, Inc.

[X) a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the Applicant in which the Disclosing Party holds an interest- Comcast of South Chicago, Inc .

OR Comcast of Illinois III, Inc.

3. [ ] a legal entity with a right of control (see Section II.B.l.) Stale the legal name of the entity in

which the Disclosing Party holds a right of control:

Business address of the Disclosing Party: JLl^_££]LiL'LY.l

Philadelphia, PA 19103

Lisa_Ouzounian@cable.comcast.com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian _

E. Federal Employer Identification No. (if you have one):

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS?_^_^_^£^^^^_

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following.

Specification # _ and Contract 11

Ver. 01-01-12

Page I of 13

SECTION II DISCLOSURE OF OWNERSHIP INTERESTS

A NATURE OF THE DISCLOSING PARTY

pC] Limited liability company [ ] Limited liability partnership [ J Joint venture [ ] Not-for-profit corporation (Is the not-for-profit corporation also a 501(c)(3))'?

1. Indicate the nature of the Disclosing Party:

[ ] Person p

[ ] Publicly registered business corporation [

f ] Privately held business corporation [

[ ] Sole proprietorship [

[jYes []No [ ] Other (please specify)

[ ] General partnership (J

[ j Limited partnership

[] Trust [

2. For legal entities, the stale (or foreign country) of incorporation or organization, if applicable:

Delaware

3. For legal entities not organized in the State of Illinois: Has the organization registered to do business in the Slate of Illinois as a foreign entity?

[] Yes

[]No

[Xj N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

Name Title See Exhibit A

Page 2 of 13

Name Business Address

See Exhibit B to Applicant's EDS Form.

Percentage Interest in the Disclosing Party

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-1 56 of the Municipal Code, with any City elected official in the 12 months before the date this F.DS is signed?

[]Yes MNo

If yes, please identify below the name(s) of such City elected official(s) and describe such rclationship(s):

SECTION IV - DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

The Disclosing Party must disclose the name and business address of each subcontractor, attorney, lobbyist, accountant, consultant and any other person or entity whom the Disclosing Party has retained or expects to retain in connection with the Matter, as well as the nature of the relationship, and the total amount of the fees paid or estimated to be paid. The Disclosing Parly is not required to disclose employees who are paid solely through the Disclosing Party's regular payroll.

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing, Party must either ask the City whether disclosure is required or make the disclosure. -

Page 3 of 13

Name (indicate whether Business retained or anticipated Address to be ietained)

Relationship to Disclosing Party (subcontractor, attorney, lobbyist, etc.)

Fees (indicate whether paid or estimated.) NOTE: "hourly rate" or "t.b.d." is not an acceptable response.

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V - CERTIFICATIONS

A. COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[] Yes

[ ] No [X] No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

I ] Yes [ ] No

B. FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1-23, Article 1 ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of. or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article I is a continuing requirement for doing business with the City. NOTE: If Article 1 applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

The Disclosing Party and, if the Disclosing Parly is a legal entity, all of those persons or entities identified in Section II.B. I. of this EDS:

are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government,
have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
are not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and
have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

- the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");
any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;
any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

a bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;

1. agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
2. made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-61 0 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

9. To the best of the Disclosing Party's knowledge after reasonable inquiry, the following is a complete list of all gifts that the Disclosing Party has given or caused to be given, at any time during the 12-monlh period preceding the execution date of this EDS, to an employee, or elected or appointed official, of the City of Chicago. For purposes of this statement, a "gift" docs not include: (i) anything made generally available to City employees or to the general public, or (ii) food or drink provided in the course of official City business and having a retail value of less than $20 per recipient (if none, indicate with "N/A" or "none") As to any gift listed below, please also list the name of the City recipient.

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Parly certifies that ihe Disclosing Party (check one)

[ ] is m is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then Ihe Disclosing Party pledges:

if the Disclosing Party is unable to make this pledge because it or any of its affiliates (as defined in Section 2-32-455(b) of the Municipal Code) is a predatory lender within the meaning of Chapter 2-32 of the Municipal Code, explain here (attach additional pages if necessary):

4£

Page 7 of 13

11" the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Parly certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

U Yes [X]No

NOTE: If you checked "Yes" to Item D.I., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power does not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

f]Yes []No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

SECTION VI - CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

N/A

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.l. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c )(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[]Yes []No If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 4) CFR Part 60-2.)

[]Yes |] No

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[]Yes []No

3 Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[]Yes []No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII- ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether piocuiement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicago.orR/Ethics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick Si., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

C If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law. or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.

It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Parly must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article I of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1-23 and Section 2-154-020 of the Municipal Code.

The Disclosing Party represents and warrants that:

Page 11 of 13

F.l. The Disclosing Party is not delinquent in the payment of any tax administered by the Illinois Department of Revenue, nor arc the Disclosing Party or its Affiliated Entities delinquent in paying any fine, fee, tax or other charge owed to the City. This includes, but is not limited to, all water charges, sewer charges, license fees, parking tickets, property taxes or sales taxes.

F.3 Jf the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in form and substance to those in F.l. and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F.l., F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

<2. ^_c_cc_S_z5l

(Sign here)

(Print or type name of person signing)

Signed and sworn to before me on (date) pi ■ I \ Hr

at Le&lU County, ___._.XL_ (state).

Page 12 of 13

Commission expires:

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

Under Municipal Code Section 2-154-015, the Disclosing Party must disclose whether such Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently has a "familial relationship" with any elected city official or department head. A "familial relationship" exists if as of the date this EDS is signed, the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof is related to the mayor, any alderman, the city clerk, the city treasurer or any city department head as spouse or domestic partner or as any of the following, whether by blood or adoption: parent, child, brother or sister, aunt or uncle, niece or nephew, grandparent, grandchild, father-in-law, mother-in-law, son-m-law, daughter-in-law, stepfather or stepmother, stepson or stepdaughter, stepbrother or stepsister or half-brother or half-sister.

"Applicable Party" means (1) all executive officers of the Disclosing Party listed in Section II. B. 1 .a., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if the Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ j Yes

Page 13 of 13

Comcast Cable Communications, LLC

Officers:

Name	Title
Roberts, Brian L.	Chairman
Smit, Neil	President
Smit, Neil	Chief Executive Officer
White, Steven A.	President - West Division
Connors, William	President - Central Division
Casey, Kevin M.	President - NortliEast Division
Thurston, Charles W.	President - Spotlight
Stemper, William	President - Business Services
Stempcr, William	Senior Vice President - Cable Division
Heeb, Steven M.	President - Conditional Access Licensing
Heeb, Steven M.	Vice President - Business Development
Watson, David N.	Chief Operating Officer
Watson, David N.	Executive Vice President
Avgiris, Catherine	Chief Financial Officer
Avgins, Catherine	Executive Vice President
Schwartz, Samuel	Chief Business Development Officer
Werner, Tony G.	Chief Technology Officer
Werner, Tony G.	Executive Vice President
Angelakis, Michael J.	Executive Vice President
Cohen, David L.	Executive Vice President
Cohen, David L.	Assistant Secretary
Jenckes, Marcien	Executive Vice President
Schanz, John D.	Executive Vice President
Schanz, John D.	Chief Network Officer
Rigdon, Gregory	Executive Vice President - Content Acquisition
Strahan, William	Executive Vice President - Human Resources
Kiriacoulacos, Peter	Executive Vice President - Procurement
Butz, Gregory R.	Executive Vice President - Sales and Marketing Operations
Block, Arthur R.	Senior Vice President
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Gaston, Douglas	Senior Vice President
Gaston, Douglas	General Counsel
Gaston, Douglas	Assistant Secretary
Lewis, Jr., Gerard J.	Senior Vice President
Lewis, Jr., Gerard J.	Chief Privacy Officer
Lewis, Jr., Gerard J.	Deputy General Counsel
Pighini, Emest A.	Senior Vice President
Pighini, Emest A.	Controller
Salva, Lawrence J.	Senior Vice President
Schreiber, Michael	Senior Vice President
Oster, Henry M	Senior Vice President - Ad Sales
Haase, William R.	Senior Vice President - Ad Sales Finance and Administration
Grutko, Kellie W.	Senior Vice President - Ad Sales Marketing

Feingold, Steven H.	Senior Vice President - Ad Sales Operations
Tiemey, Jr., John J.	Senior Vice President - Ad Sales ^.egional^National Sales
Hess, Mark E.	Senior Vice President - Advanced Product and Business Development
Nissenbtatt, Michael	Senior Vice President - Broadcast Relations, Content Acquisition
Brassel, Edward	Senior Vice President - Business Intelligence
Roberts, Scott W.	Senior Vice President - Business Services
Collins, Timothy P.	Senior Vice President - Cable Management
Talbot, LcAnn	Senior Vice President - Cable Management
Soto, Myma	Senior Vice President - Chief Security and Infrastructure
Smith, Kevin P.	Senior Vice President - Comcast Media 360
Williamson, John	Senior Vice President - Comcast.com
Sochren, Martha S.	Senior Vice President - Comcast University
Soehren, Martha S.	Chief Learning Officer
Dannenbaum, Alan	Senior Vice President - Content Acquisition
Gaiski, Jennifer T.	Senior Vice President - Content Acquisition
Pick, Robert S.	Senior Vice President - Corporate Development
Reynolds, Steven	Senior Vice President - CPE and Home Networking
Kannshak, Thomas A.	Senior Vice President - Customer Experience
Dombroski, Raymond E.	Senior Vice President - Development, Deployment and Operations
Scilingo, Rebecca A.	Senior Vice President - Enterprise Project Management Office
O'Hare, Patrick H.	Senior Vice President - Field Operations
Bryant, Sarah	Senior Vice President - Finance
Nester, Timothy T.	Senior Vice President - Finance and Accounting
Rostick, Gary E.	Senior Vice President - Finance and Business Operations
Hartz, Ronald J.	Senior Vice President - Financial Operations
Horn, Greg	Senior Vice President - Financial Planning
Jennings, Richard C.	Senior Vice President - General Management
Martinez, Ralph O.	Senior Vice President - General Management
Rozek, Leonard J.	Senior Vice President - General Management
Leavitt, Shawn	Senior Vice President - Global Benefits
Lewis, James L.	Senior Vice President - Government and Regulatory Affairs
Hencssy, Theresa	Senior Vice President - Group Technical Advisor
Simmons, Celestinc S.	Senior Vice President - Human Performance, National Customer Operations
Gunn, Robert A.	Senior Vice President - Human Resources
Penna, Melanie A.	Senior Vice President - Human Resources
Dahlin, Lysa	Senior Vice President - Human Resources and Organizational Effectiveness, NETO
Athias, Franklyn A.	Senior Vice President - IP Communication and Services
Topping, Andrew C.	Senior Vice President - Labor Relations, HR Compliance and Policy Administration
Nathan, Thomas R.	Senior Vice President - Litigation

Nathan, Thomas R.	Deputy General Counsel
Nathan, Thomas R.	Assistant Secretary
Willard, Sheila R.	Senior Vice President - Local Media Development
Bouchard, Steven R.	Senior Vice President - Marketing
Schweitzer, Mark	Senior Vice President - Marketing and Product Management
Intennaggio, Peter	Senior Vice President - Marketing Communications
McFadden, Suzanne	Senior Vice President - Marketing Strategy
Alcott, Scott F.	Senior Vice President - NE&TO
Alcott, Scott F.	Chief Information Officer - NE&TO
Kotay, Sree	Senior Vice President - NE&'I'O Chief Software Architect, Comcast Converged Products
Field, Charlotte 1.	Senior Vice President - NE&TO Infrastructure and Operations
Celona, Raymond E.	Senior Vice President - NE&TO Planning and Implementation
Muehl, Mark	Senior Vice President - NE&TO Product Engineering
Chernak, Sam	Senior Vice President - Network Architecture
McElearney, Kevin	Senior Vice President - Network Engineering
Olander HI, John	Senior Vice President - Network Services and Operations
Herrin, Charles D.	Senior Vice President - Product Design and Development
Slinkard, Robert	Senior Vice President - Product Management
Walker, Todd	Senior Vice President - Product Management
OToole, Kevin	Senior Vice President - Product Management and Strategy
Hasty, Denice	Senior Vice President - Product Marketing
Doyle, Sian	Senior Vice President - Retail
Desmond, Sharon T.	Senior Vice President - Revenue and Business Operations
Hansen, Scott W.	Senior Vice President - Sales and Marketing
Connell, Terrence J.	Senior Vice President - Sales and Sales Operations
Kelly, David	Senior Vice President - Spotlight
Ozor, Jonathan L.	Senior Vice President - Spotlight
Stanley, Richard M.	Senior Vice President - Spotlight
Trombley, Roland	Senior Vice President - Spotlight
Victor, Robert S.	Senior Vice President - Strategic and Financial Planning
Nagel, Thomas F.	Senior Vice President - Strategic Initiatives
Finnegan, James J.	Senior Vice President - Strategic Intellectual Property
Stipandic, Amy	Senior Vice President - Strategic Process Engineering and Deployment Effectiveness
Davis, Susan Jin	Senior Vice President - Strategic Services
Joy, Aljit	Senior Vice President - Strategy and Product Development
Dankenbnnk, Krisline A.	Senior Vice President - Taxation
McConnell, Matthew W.	Senior Vice President - Wholesale Services
Strauss, Matthew E.	Senior Vice President and General Manager -

	Video Services
Schaefer, Eric	Senior Vice President and General Manager -Communications and Data Services
Fahrny, Jim	Senior Fellow - Comcast Converged Products
Gitchell, Sarah	Vice President
Gitchell, Sarah	Deputy General Counsel
Gitchell, Sarah	Chief Content Acquisition Counsel
Koles, Kathryn	Vice President
Koles, Kathryn	Deputy General Counsel
Loretan, Tom	Vice President
Loretan, Tom	Executive Creative Director - CIM
Marcus, David	Vice President
Marcus, David	Chief Patent Officer
Marcus, David	Deputy General Counsel
Rankin, Brian	Vice President
Rankin, Brian	Chief Regulatory Counsel - Cable Division
Rankin, Brian	Deputy General Counsel
Wlodkowski, Thomas	Vice President - Accessibility
Meehan, Charles A.	Vice President - Ad Sales
Basler, John J.	Vice President and General Manager - Ad Sales
Flaim, Stephen D.	Vice President and General Manager - Ad Sales
Gallagher, James W.	Vice President and General Manager - Ad Sales
Hcisinger, Peter B.	Vice President and General Manager - Ad Sales
Hills, Michael J.	Vice President and General Manager - Ad Sales
Mazzella, Edward J.	Vice President and General Manager - Ad Sales
Miller, Michael I.	Vice President and General Manager - Ad Sales
Stone, Jeffrey H.	Vice President and General Manager - Ad Sales
Rittler, Robert	Vice President - Ad Sales Information Technology
Pctrizzio, Peter A.	Vice President - Ad Sales Engineering Operations
Klippel, Robert E.	Vice President - Ad Sales Technical Operations
LaRose, Adam J.	Vice President - Ad Sales Technical Operations
Buchholz, Karen Dougherty	Vice President - Administration
Holmes, Robert	Vice President - Advanced Advertising
Swan, Mark	Vice President - Advanced Product and Business Development
Duran, Anthony	Vice President - Alternate Channel Sales
Lanier, Brian	Vice President - Application Engineering, Comcast Converged Products
Scully, Matt	Vice President - Architecture
Spears, Nancy	Vice President - Audience Management
Arata, Todd	Vice President - Brand Development and Communications
Loyack, Patricia A.	Vice President - Broadband Voice
Lee, Ebony	Vice President - Business Affairs
Henderson, Jr., James J.	Vice President - Business Development
Vogt, Jeffrey S.	Vice President - Business Development
Kaplowitz, Jon	Vice President - Business Development and Strategy
Buzzelli, Jeffrey Michael	Vice President - Business Services
Cantrall, Byron	Vice President - Business Services

Lynch, David	Vice President - Business Services
Tzoumas, John Charles	Vice President - Business Services
Peltomaa, Christer	Vice President - Business Services Delivery
Flaks, Steven	Vice President - Business Services Operations
Goodbinder, Todd	Vice President - Business Services Sales Operations
Wang, Dan	Vice President - Business Strategy
Connelly, Michael	Vice President - Business Strategy and Product Planning
Bradshaw, Michael	Vice President - Capacity Planning and Modeling
Clancy, Michael	Vice President - Carrier Management
Thorell, Patricia M.	Vice President - Cash Management
Dclcicllo, Michael	Vice President - Business Development, Comcast Converged Products
Dixon, John	Vice President - Comcast Experience
Frank, Christopher D.	Vice President - Comcast Retail Store
Kelman, Michael	Vice President - Competitive and Business Analytics
O'Sullivan, Amalia	Vice President - Competitive Strategy
Jensen, David A.	Vice President - Content Acquisition
Ortman, Michael	Vice President - Content Strategy
Beatty, Paul D.	Vice President - Corporate Systems
Bernard, Jr, Robert W.	Vice President - Credit and Collections
Wante, Susan M.	Vice President - Customer Care Operations
Tutton, Graham	Vice President - Customer Insights
Horan, Robert B.	Vice President - Customer Service Development
Kelley, Heidy A.	Vice President - Customer Service Fulfillment
Marcinczyk, Martin	Vice President - Customer Technology
Hoffmann, Thomas C.	Vice President - Deployment and Implementation
Rainey, Lucy	Vice President - Direct Marketing
Sweeney, Kevin	Vice President - Direct Sales
Gee, Barbara	Vice President - E-Commcrce and Mover Sales
Forde, Declan	Vice President - E-Commerce and Self Service
Frank, Michelle	Vice President - E-Commerce Operations
Bomar, Deric	Vice President - Employee Engagement
Birnbaum, Jack	Vice President - Engineering
Hertz, Adam	Vice President - Engineering
Marchctti, Marc E.	Vice President - Engineering
Miller, Mark	Vice President - Engineering
Portfolio, Shane N.	Vice President - Engineering
Sandino, Esteban	Vice President - Engineering
Capps, James	Vice President - Engineering and Development
Vacca, Gabriella	Vice President - Engineering and Development
Press, Jason	Vice President - Engineering and Operations
Press, Jason	Chief Development Officer
Fischer, Michael D.	Vice President - Engineering Operations
Kelly, John F.	Vice President - Engineering Operations
Sclireiber, Chris	Vice President - Engineering Operations
Takhsh, Arbcla	Vice President - Engineering Operations

Walsh, Stephen	Vice President - Enterprise Direct Sales
O'Connor, Kevin P.	Vice President - Federal Tax
Williams, David W.	Vice President - Field Operations
Amendola, Duane	Vice President - Finance
Amendola, Duane	Assistant Controller
Czekaj, Doug	Vice President - Finance
Masterson, Angela	Vice President - Finance
Ossowski, Jeffrey S.	Vice President - Finance
Wood, Michele	Vice President - Finance
Capocasale, Nancy	Vice President - Finance, Comcast Converged Products
Chambers, Matthew	Vice President - Finance and Accounting
Gibhs, Susan L.	Vice President - Finance and Accounting
Marie, Andrew	Vice President - Finance and Accounting
Rish, Darren J.	Vice President - Finance and Accounting
Sbragia, Richard J.	Vice President - Finance and Accounting
Gaiski, Chris	Vice President - Finance and Business Operations
Spinosa, Daniel	Vice President - Finance, Strategy and Business Development
Davis, Bruce A.	Vice President - Financial Operations
DiTrolio, Joseph F.	Vice President - Financial Operations
Fernandez, Ruben Mendiola	Vice President and General Manager -Multicultural Video Services
Fennell, Klayton F.	Vice President - Government Affairs
Leuci, Nick	Vice President - Government and Regulatory Affairs
Russell, Leslie E.	Vice President - HITS
Bland, Emily T.	Vice President - Human Resources
Clancy, Maureen	Vice President - Human Resources
Pascale, Michael J.	Vice President - Human Resources
Straszewski, Thomas M.	Vice President - Interactive Sales
Livingood, Jason	Vice President - Internet Systems Engineering
Battel, Patrick	Vice President - Labor Relations
Dellinger, Mark	Vice President - Licensing Acquisition
Armstrong, Peter	Vice President - Management Information Systems
F.ng, Corey	Vice President - Marketing
Young, John	Vice President - Marketing
Smith, Jeffrey E.	Vice President - Marketing, Facilities and General Operations
Smith, Jeffrey E.	Deputy General Counsel
Diskin, Eileen	Vice President - Marketing Communications and Brand Experience
Kandikonda, Ravi Kiran	Vice President - Marketing Intelligence
Vonk, John	Vice President - Marketing, Product Planning
Benson, Makesha	Vice President - Marketing Retention Operations
Simonel, Carla A.	Vice President - Marketing Sciences
Brodsky, Dcbra G.	Vice President - Marketing Services
Slovin, Michael B.	Vice President - MDU Business Development
Revell, William F.	Vice President - MDU Sales

Vazirani-Helsel, Kavita	Vice President - Media Services
Siry, Marc	Vice President - Mobility Solutions
Adnano, Adrian	Vice President - Multicultural Marketing
Soiis, William	Vice President - National Activation Security and Repair
Abeln, Jeur	Vice President - National Procurement
Rioboli, Rick	Vice President - NE&TO Architecture
Roy, John B.J.	Vice President - NE&TO Engineering Operations
Burke, Randal	Vice President - NE&TO Operations
Crisafulli, Michael	Vice President - NE&TO Operations
Scott, Jim	Vice President - NE&TO System Integration and Testing
Leddy, John G.	Vice President - Network Strategy
Herscovici, Daniel	Vice President - New Business
Bhise, Himesh	Vice President - New Services and Platforms
Paiau, Joshua	Vice President - Online Sales
Buchanan, Jr., Lewis R.	Vice President - Operations
Nocitra, Michael J.	Vice President - Operations
Hill, Kevin	Vice President - Partnership Marketing
Zhou, Jingyu	Vice President - Patent Engineering
Dolan, Daniel M.	Vice President - Payroll and Accounts Payable
Lorenzi, Jr., David	Vice President - Physical HFC Network
Ceasar, Sherita	Vice President - Planning
Colon, Wil	Vice President - Plant Performance
Grauch, Ted	Vice President - Premise Video Devices
Miller, Justin	Vice President - Product Development
Palmatier, Jonathan L.	Vice President - Product Development and Management
Lingle, Piers	Vice President - Product Development and Planning
Ismail, Labccb	Vice President - Product Development Engineering
Horrocks, William	Vice President - Product Management, Home Security
Dougherty, John	Vice President - Product Management, New Businesses
Stephens, Billy E.	Vice President - Product Management, Voice Product Development
Tishgart, Barry	Vice President - Product Management, Wholesale
Caspar, Abigail	Vice President - Product Planning Internet Products
Barden, Elaine T.	Vice President - Product Sales
Girdner, Ted D.	Vice President - Product Sales
Lyons, Christopher	Vice President - Product Sales
Schuchart, John	Vice President - Product Sales
Hofmeyr, Jan	Vice President - Program Management
Suniewick, Maggie	Vice President - Programming Content
Sepehrrad, Ranicsh	Vice President - Quality Assurance and Risk
O'Lcary, Adrian	Vice President - Quality Assurance and Testing
O'Bncn, Gerald C.	Vice President - Real Estate
Simon, Loretta L.	Vice President - Real Estate

Rockell, Robert	Vice President - Regional Network Engineering
O'Reilly, Therese M.	Vice President - Retail Sales
Bellaria, Philip	Vice Presidenl - Retention Marketing and Customer Loyalty
Midgett, Jr., Michael D.	Vice President - Sales Development
Carr, Daniel	Vice President - Sates Operations
Hounsell, Randall B.	Vice President - Search and Discovery
Countway, Ken	Vice President - Service Integration and Migration
Brown, David	Vice President - SMB Direct Sales
Dirkmaat, Jay	Vice President - SMB Direct Sales
O'Leary, Mark	Vice President - SMB Direct Sales
Woundy, Richard	Vice President - Software and Applications
Fox, Anthony	Vice President - Software Program Management
Pate!, Neel R.	Vice President - Sourcing Management and Governance
Gibbs, John F.	Vice President - State Government Affairs
Yohe Wagner, Jennifer	Vice Presidenl - Strategic Business Procurement
Golden, Dana	Vice President - Strategic Partnerships
Miller, Phillip	Vice President - Strategic Services Business Development
Hertz, Richard J.	Vice President - System Integration and Testing
Reynolds, Robert K.	Vice President - System Integration and Testing
Brown, Derek J.	Vice President - Systems Engineering
Clark, Lawrence A.	Vice President - Talent and Professional Development
Valentin, Raul	Vice President - Talent Operations
Donnelly, Thomas J.	Vice Presidenl - Taxation
Wcchter, Scan	Vice President - Technical Operations, Comcast Converged Products
Vickcrs, Mark	Vice President - Technology
Speller, Tony	Vice President - Technical Operations
Bulman, Jane	Vice President - Telesales
Salinger, Jorge	Vice President - Video and Network Services
Kreiling, Jay	Vice President - Video Services Product Management
Cook, Michael	Vice President - Video Technology
Falkenstein, Kenneth D.	Vice President - Wireless Engineering
Krynock, Michael	Vice President - Wireless Operations and Deployment
DeAndrade, David	Fellow
Field, Brian	Fellow
Francisco, Mark	Fellow
O'Reirdan. Michael J.	Fellow
Reichert, Jr., Harry J.	Fellow
Mao, Weidong	Fellow - Comcast Converged Products
Eng, David A.	Distinguished Engineer
Toth, Louis A.	Managing Director - Comcast Ventures
Zimmcrmann, Edward	Division Chief Financial Officer
Zimmermann, Edward	Division Senior Vice President - Finance and Administration

Gallagher, Edward S.	Division Senior Vice President - Business Services
Adams, Susan P.	Division Senior Vice Presidenl - Engineering
Reilly, Mark E.	Division Senior Vice Presidenl - Government and Public Relations
St. Jean, Kerri	Division Senior Vice President - Human Resources
Waddell, John R.	Division Senior Vice President - Sales and Marketing
Coughlin, Thomas	Regional Senior Vice President
Conmy, Kevin	Regional Vice President
Lopez, Rodrigo	Regional Vice President
Lindsley, Steven R.	Regional Vice President - Ad Sales
Nelson, Ingrid B.	Regional Vice President - Ad Sales
O'Brien, Robert	Regional Vice President - Ad Sales
Paligraf, Philip M.	Regional Vice President-Ad Sales
Wall, Stephen M.	Regional Vice President - Ad Sales
Woodworth, Kimberly	Regional Vice President - Ad Sales
Hummel, Ronald L.	Regional Vice President - Business Operations
Adamson, Shawn	Regional Vice President - Business Services
Deckard, Robert W.	Regional Vice President - Business Services
Freyer, Jeffrey Alan	Regional Vice President - Business Services
Lytle, Glenn	Regional Vice President - Business Services
Maloney, Michael	Regional Vice President - Business Services
Marsh, Peter	Regional Vice President - Business Services
Whalcn, Jolin	Regional Vice President - Business Services
Jelinek, Thomas	Regional Vice President - Finance and Accounting
Carroll, Jeffrey C.	Area Vice President - Ad Sales
Dickerson, Serena D.	Area Vice President - Ad Sales
Brainard, Deborah	Area Vice President - Operations
Gauderlll, John	Market Vice President
Hagen, Barbara A.	Market Vice President
Gillespie, Valerie L.	System Vice President/General Manager
Yant, D. Trevor	System Vice President/General Manager

CITY OF CHICAGO ~

ECONOMIC DISCLOSURE STATEMENT ₀^ fn

AND AFFIDAVIT -«~

-<^C_rn ^ orjn

SECTION I - GENERAL INFORMATION £1% 3 o§

A. Legal name of the Disclosing Party submitting this EDS. Include d/b/a/ if applicable: rn

^ to ^

Comcast MO Group, Inc.

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[ ] the Applicant

[X| a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the Applicant in which the Disclosing Party holds an interest:^Comcast ^o£ FL/GA/.II./MI, LLC

3. [] a legal entity with a right of control (see Section II.B.l.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

B. Business address of the Disclosing Party: 17 01 JFK Blvd

Philadelphia, PA 19103

Lisa_Ouzounian@cable.comcast.com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian
Federal Employer Identification No. (if you have one):

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

/-. mi 1 1 . . »i rno<) Law Department

0. Which City agency or department is requesting this EDS.'

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification // and Contract U

Ver. 01-01-12 Page 1 of 13

SECTION II -- DISCLOSURE OF OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

f ] Limited liability company [ ] Limited liability partnership [ ] Joint venture [ ] Not-for-profit corporation (Is the not-for-profit corporation also a 501(c)(3))?

[ ] Limited partnership

1. Indicate the nature of the Disclosing Party: [ ] Person f [ ] Publicly registered business corporation [ fC] Privately held business corporation [ [ ] Sole proprietorship [ [ ] General partnership (]

[ ] Trust

[ ] Yes [ ] No

[ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Delaware

3. For legal entities not organized in the State of Illinois: Flas the organization registered to do business in the State of Illinois as a foreign entity?

[ ] Yes

[ JNo

[X| N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

Name Title See Exhibit A

2. Please provide the following information concerning.each person or entity having a direct or indirect beneficial interest (including ownership) in excess of 7.5% of the Disclosing Party. Examples of such an interest include shares in a corporation, partnership interest in a partnership or joint venture,

Page 2 of 13

Name Business Address Percentage Interest in the

Disclosing Party

See Exhibit B to Applicant's EDS Form.

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-156 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[ ] Yes [Xj No

If yes, please identify below the name(s) of such City elected official(s) and describe such relationship(s):

SECTION IV - DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business retained or anticipated Address to be retained)

Relationship to Disclosing Party Fees (indicate whether

(subcontractor, attorney, paid or estimated.) NOTE:

lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response.

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V -- CERTIFICATIONS

A. COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[ ] Yes [ j No m No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[]No

[] Yes

B. FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1-23, Article I ("Article l")(which the Applicant should consult for defined terms (e.g "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article I is a continuing requirement for doing business with the City. NOTE: If Article I applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

The Disclosing Party and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section U.B.I - of this EDS:

1. arc not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
2. have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public, transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
3. arc not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
4. have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, slate or local) terminated for cause or default; and
5. have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any stale, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");

any "Affiliated Entity" (meaning a person or entity thai, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or slate or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;
any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents"').

Page 5 of 13

bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;
agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.

The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

*> I K_

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

[ ] is is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then the Disclosing Party pledges:

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

UYes pqNo

NOTE: If you checked "Yes" to Item D.l., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain pow docs not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

[]Yes []No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

^x 1. The Disclosing Party verifies that the Disclosing Party has searched any and all records of

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

SECTION VI - CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

N/A

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.l. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[ ] Yes [ ] No

If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (Sec 41 CFR Part 60-2.)

[]Yes [JNo

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[]Yes [JNo

Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[]Yes []No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII - ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicago.org/Ethics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Party must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article I of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1-23 and Section 2-154-020 of the Municipal Code.

The Disclosing Party represents and warrants that:

Page 11 of 13

F.3 If the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in form and substance to those in F.l. and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F.L, F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

(Print or type name of Disclosing Party)

(Sign here)

(Print or type name of person signing)

X^-dZ-L^L^j:^.

(Print or type title of person sigmng)

Signed and sworn to before me on (date) 2 ~ \4r

Page 12 of 13

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

This Appendix is to be completed only by (a) the Applicant, and (b) any legal entity which has a direct ownership interest in the Applicant exceeding 7.5 percent. It is not to be completed by any legal entity which lias only an indirect ownership interest in the Applicant.

"Applicable Party" means (1) all executive officers of the Disclosing Party listed'in Section II.B.l.a., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if die Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ ] Yes

Page 13 of 13

Comcast MO Group, Inc.

Officers:

Name	Title
Roberts, Brian L.	Chairman
Smit, Neil	president
Smit, Neil	Chief Executive Officer
Watson, David N.	Chief Operating Officer
Watson, David N.	Executive Vice President
Avgiris, Catherine	Chief Financial Officer
Avgiris, Catherine	Executive Vice President
Schwartz, Samuel	Chief Business Development Officer
Werner, Tony G.	Chief Technology Officer
Werner, Tony G.	Executive Vice President
Angelakis, Michael J.	Executive Vice President
Cohen, David L.	Executive Vice President
Cohen, David L.	Assistant Secretary
Schanz, John D.	Executive Vice President
Schanz, John D.	Chief Network Officer
Rigdon, Gregory	Executive Vice President - Content Acquisition
Strahan, William	Executive Vice President - Human Resources
Kiriacoulacos, Peter	Executive Vice President - Procurement
Block, Arthur R.	Senior Vice President
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Gaston, Douglas	Senior Vice President
Gaston, Douglas	General Counsel
Gaston, Douglas	Assistant Secretary
Lewis, Jr., Gerard J.	Senior Vice President
Lewis, Jr., Gerard J.	Chief Privacy Officer
Lewis, Jr., Gerard J.	Deputy General Counsel
Pighini, Emest A.	Senior Vice President
Pighini, Ernest A.	Controller
Salva, Lawrence J.	Senior Vice President
Pick, Robert S.	Senior Vice President - Corporate Development
Leavitt, Shawn	Senior Vice President - Global Benefits
Topping, Andrew C.	Senior Vice President - Labor Relations, HR Compliance and Policy Administration
Nathan, Thomas R.	Senior Vice President - Litigation
Nathan, Thomas R.	Deputy General Counsel
Nathan, Thomas R.	Assistant Secretary
Willard, Sheila R.	Senior Vice President - Local Media Development
Desmond, Sharon T.	Senior Vice President - Revenue and Business Operations
Dankenbrink, Kristine A.	Senior Vice President - Taxation
Strauss, Matthew E.	Senior Vice President and General Manager -Video Services
Gitchell, Sarah	Vice President
Gitchell, Sarah	Deputy General Counsel
Gitchell, Sarah	Chief Content Acquisition Counsel

Koles, Kathryn	Vice President
Koies, Kathryn	Deputy General Counsel
Marcus, David	Vice President
Marcus, David	Chief Patent Officer
Marcus, David	Deputy General Counsel
Rankin, Brian	Vice President
Rankin, Brian	Chief Regulatory Counsel - Cable Division
Rankin, Brian	Deputy General Counsel
O'Connor, Kevin P.	Vice President - Federal Tax
DiTrolio, Joseph F.	Vice President - Financial Operations
Smith, Jeffrey E.	Vice President - Marketing, Facilities and General Operations
Smith, Jeffrey E.	Deputy General Counsel
O'Brien, Gerald C.	Vice President - Real Estate
Donnelly, Thomas J.	Vice President - Taxation

CITY OF CHICAGO <5 'X

ECONOMIC DISCLOSURE STATEMENT % ^ o

AND AFFIDAVIT S

yo ro X"

SECTION I--GENERAL INFORMATION r²"

Legal name of the Disclosing Party submitting this EDS. Include d/b/a/if applicaB^A ** ^

Comcast of Georgia/Virginia, Inc .

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[ ] the Applicant

[X] a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the Applicant in which the Disclosing Party holds an interest:^Comcast ^of FL/GA/IL/MI, LLC

3. [ ] a legal entity with a right of control (sec Section II.B.l.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

Business address of the Disclosing Party: JL^Lj^IJLJL-LY^

Philadelphia, PA 19103

Lisa_Ouzounian@cable.comcast.coi

Telephone: _.(_773J_.J_94-8.765_ Fax: Email:
Name of contact person: Lisa Ouzounian
Federal Employer Identification No. (if you have one): I

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS? ^Law ^DeP^artment

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification // and Contract #

Vcr. 01-01-12 Page 1 of 13

I i

SECTION II - DISCLOSURE OK OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

[ ] Limited liability company [ ] Limited liability partnership [ ] Joint venture [ ] Not-for-profit corporation (Is the not-for-profit corporation also a 501(c)(3))?

[ ] Limited partnership

I. Indicate the nature of the Disclosing Parly: [ ] Person [ [ ] Publicly registered business corporation [ £<] Privately held business corporation [ [ ] Sole proprietorship [ [ ] General partnership (1

[ ] Trust

[ ] Yes [ ] No

[ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Colorado

3. For legal entities not organized in the State of Illinois: Has the organization registered to do business in the State of Illinois as a foreign entity?

[ ] Yes

[]No

IX] N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

Name Title See Exhibit A

Page 2 of 13

Name Business Address Percentage Interest in the

Disclosing Party

See Exhibit B to Applicant's EDS Form.

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-156 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[ ] Yes [X] No

If yes, please identify below the name(s) of such City elected official(s) and describe such relationship(s):

SECTION IV - DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business Relationship to Disclosing Party Fees (indicate whether

retained or anticipated Address (subcontractor, attorney, paid or estimated.) NOTE:

to be retained) lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response.

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V - CERTIFICATIONS

COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

. [ ] Yes [ ] No [Xj No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[ ] Yes []No

FURTHER CERTIFICATIONS

I. Pursuant to Municipal Code Chapter 1 -23, Article I ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article I is a continuing requirement for doing business with the City. NOTE: If Article 1 applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

The Disclosing Party and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section Il.B.l. of this EDS:

arc not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
arc not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and
have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");
any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Parly, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;
any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

1. bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the Slate of Illinois, or any agency of the federal government or of any state or local government in the United Stales of America, in that officer's or employee's official capacity;
2. agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
3. made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

9. To the best of the Disclosing Party's knowledge after reasonable inquiry, the following is a

complete list of all gifts that the Disclosing Party has given or caused to be given, at any time during the

12-month period preceding the execution date of this EDS, to an employee, or elected or appointed

official, of the City of Chicago. For purposes of this statement, a "gift" docs not include: (i) anything

made generally available to City employees or to the general public, or (ii) food or drink provided in the

course of official City business and having a retail value of less than $20 per recipient (if none, indicate

with "N/A" or "none"). As to any gift listed below, please also list the name of the City recipient.

. /^Jrrl

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

I ] is is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then the Disclosing Party pledges:

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

[ ] Yes fXJ No

NOTE: If you checked "Yes" to Item D.l., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power docs not constitute a financial interest within the meaning of this Part D.

Docs the Matter involve a City Property Sale?

[ ] Yes [ ] No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest m the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

_^__1. The Disclosing Party verifies that the Disclosing Party has searched any and all records of the Disclosing Party and any and all predecessor entities regarding records of investments or profits from slavery or slaveholder insurance policies during the slavery era (including insurance policies issued to slaveholders that provided coverage for damage to or injury or death of their slaves), and the Disclosing Party has found no such records.

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

SECTION VI - CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

1. List below the names of all persons or entities registered under the federal Lobbying

Disclosure Act of 1995 who have made lobbying contacts on behalf of the Disclosing Party with

respect to the Matter: (Add sheets if necessary): N/A

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.l. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A. 1. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[ ] Yes []No If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 41 CFR Part 60-2.)

[]Yes []No

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[]Yes []No

Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[ ] Yes [ ] No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII- ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicago.org/Ethics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Party must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article I of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1-23 and Section 2-154-020 of the Municipal Code.

The Disclosing Parly represents and warrants that:

Page 11 of 13

F. 1. The Disclosing Party is not delinquent in the payment of any tax administered by the Illinois Department of Revenue, nor are the Disclosing Party or its Affiliated Entities delinquent in paying any fine, fee. tax or other charge owed to the City. This includes, but is not limited to, all water charges, sewer charges, license fees, parking tickets, property taxes or sales taxes.

F.3 If the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in . form and substance to those in F.L and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F.L, F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

(Print or type name of person signing)

Signed and sworn to before me on (dale) 2- - <2-k^J ¹ ^

at (Ve>l<L- County, Ju (state).

Page 12 of 13

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

"Applicable Party" means (1) all executive officers of the Disclosing Party listed in Section U.B.I.a., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if the Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ ]Yes

Page 13 of 13

Comcast of Georgia/Virginia, Inc. & Y Iah Ol ~

Officers:

Name	Title
Roberts, Brian L.	Chairman
Smit, Neil	President
Smit, Neil	Chief Executive Officer
Connors, William	President - Central Division
Casey, Kevin M.	President - NorthEast Division
Watson, David N.	Chief Operating Officer
Watson, David N.	Executive Vice President
Avgiris, Catherine	Chief Financial Officer
Avgiris, Catherine	Executive Vice President
Schwartz, Samuel	Chief Business Development Officer
Werner, Tony G.	Chief Technology Officer
Werner, Tony G.	Executive Vice President
Angelakis, Michael J.	Executive Vice President
Cohen, David L.	Executive Vice President
Cohen, David L.	Assistant Secretary
Schanz, John D.	Executive Vice President
Schanz, John D.	Chief Network Officer
Rigdon, Gregory	Executive Vice President - Content Acquisition
Strahan, William	Executive Vice President - Human Resources
Kiriacoulacos, Peter	Executive Vice President - Procurement
Block, Arthur R.	Senior Vice President
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Gaston, Douglas	Senior Vice President
Gaston, Douglas	General Counsel
Gaston, Douglas	Assistant Secretary
Lewis, Jr., Gerard J.	Senior Vice President
Lewis, Jr., Gerard J.	Chief Privacy Officer
Lewis, Jr., Gerard J.	Deputy General Counsel
Pighini, Ernest A.	Senior Vice President
Pighini, Emest A.	Controller
Salva, Lawrence J.	Senior Vice President
Haase, William R.	Senior Vice President - Ad Sales Finance and Administration
Roberts, Scott W.	Senior Vice President - Business Services
Shatlock, Jr., Eugene P.	Senior Vice President - Business Strategy and Product Development
Collins, Timothy P.	Senior Vice President - Cable Management
Talbot, LeAnn	Senior Vice President - Cable Management
Edmunds, Kimberly	Senior Vice President - Cable Operations
Pick, Robert S.	Senior Vice President - Corporate Development
Bryant, Sarah	Senior Vice President - Finance
Kenna.Brian	Senior Vice President - Finance and Accounting
Lcavitt, Shawn	Senior Vice President - Global Benefits
Gillenwater, Steven C.	Senior Vice President - Human Resources
Topping, Andrew C.	Senior Vice President - Labor Relations, HR

	Compliance and Policy Administration
Nathan, Thomas R.	Senior Vice President - Litigation
Nathan, Thomas R.	Deputy General Counsel
Nathan, Thomas R.	Assistant Secretary
Willard, Sheila R.	Senior Vice President - I-ocal Media Development
Desmond, Sharon T.	Senior Vice President - Revenue and Business Operations
Lang, Richard A.	Senior Vice President - Sales and Marketing
Wasser, Glenn R.	Senior Vice President - Sales and Marketing
Connell, Terrcncc J.	Senior Vice President - Sales and Sales Operations
Kelly, David	Senior Vice President - Spotlight
Ozor, Jonathan L.	Senior Vice President - Spotlight
Trombley, Roland	Senior Vice President - Spotlight
Lopez, Fi lemon	Senior Vice Presidenl - Strategic Operations
Dankenbrink, Kristine A.	Senior Vice President - Taxation
Strauss, Matthew E.	Senior Vice President and General Manager -Video Services
Gitchell, Sarah	Vice President
Gitchell, Sarah	Deputy General Counsel
Gitchell, Sarah	Chief Content Acquisition Counsel
Koles, Kathryn	Vice President
Koles, Kathryn	Deputy General Counsel
Marcus, David	Vice President
Marcus, David	Chief Patent Officer
Marcus, David	Deputy General Counsel
Rankin, Brian	Vice President
Rankin, Brian	Chief Regulatory Counsel - Cable Division
Rankin, Brian	Deputy General Counsel
Basler, John J.	Vice President and General Manager - Ad Sales
Dennett, Ian R.	Vice President and General Manager - Ad Sales
Flaim, Stephen D.	Vice President and General Manager - Ad Sales
Gallagher, James W.	Vice President and General Manager - Ad Sales
Heisinger, Peter B.	Vice President and General Manager - Ad Sales
Hills, Michael J.	Vice President and General Manager - Ad Sales
Mazzella, Edward J.	Vice President and General Manager - Ad Sales
Miller, Michael I.	Vice President and General Manager - Ad Sales
Runge, Mark W.	Vice President and General Manager - Ad Sales
Stone, Jeffrey H.	Vice President and General Manager - Ad Sales
Schiavello, Jay	Vice President - Ad Sales Customer Care
Corcoran, Barry	Vice President - Ad Sales Finance and Accounting
Sayer, Jonathan	Vice President - Ad Sales Integrated Media Sales
Sullinger, Bobbie G.	Vice President - Ad Sales Operations
McGrath, Patrick T.	Vice President - Ad Sales Technical Operations
Ripp, Daniel J.	Vice President - Ad Sales Technical Operations
Buzzelli, Jeffrey Michael	Vice President - Business Services
Daves, Michael S.	Vice President - Cable Management
Bacha, Beth	Vice President - Communications
Farley, Brian	Vice President - Communications

Brown, Verba	Vice President - Customer Care
Glass, Anthony	Vice President - Customer Care
Matson, Nancy	Vice President - Customer Care
Thompson, John	Vice President - Customer Care
Ward, Doug	Vice President - Customer Care
Wuerdeman, John M.	Vice President - Customer Care
Wante, Susan M.	Vice President - Customer Care Operations
Austin, Jeffey W.	Vice President - Engineering
Fitzgerald, Donald P.	Vice President - Engineering
Slabaugh, David W.	Vice President - Engineering
Yates, Thomas	Vice President - Engineering
O'Connor, Kevin P.	Vice President - Federal Tax
Colucci, John A.	Vice President - Field Operations
Kirk, Dale F.	Vice President - Field Operations
Mark, Bryan E.	Vice Presidenl - Field Operations
Monteith, Scott D.	Vice President - Field Operations
Parker, Michael C.	Vice President - Field Operations
Thomas, Stephen E.	Vice President - Field Operations
Wainwright, Nicholas	Vice President - Field Operations
Weicher, Sandra L.	Vice President - Field Operations
Williamson, Larry A.	Vice President - Field Operations
Hiett, Amanda	Vice President - Finance
Murtaugh, Brian	Vice President - Finance
Ossowski, Jeffrey S.	Vice President - Finance
Gibbs, Susan L.	Vice President - Finance and Accounting
Maguire, Thomas C.	Vice President - Finance and Accounting
Mobilia, Janice M.	Vice President - Finance and Accounting
Rehme, Richard M.	Vice President - Finance and Accounting
Roundtree, Raymond	Vice President - Finance and Accounting
Sirota, Marc S.	Vice President - Finance and Accounting
DiTrolio, Joseph F.	Vice President - Financial Operations
Kleinhans, Kimberly Sebastian	Vice President - Financial Planning and Analysis
D'lnnocenzo, James	Vice President - Government Affairs
Looney, Scan	Vice President - Government Affairs
Lynch, Francis	Vice President - Government Affairs
McDonald, Christopher G.	Vice President - Government Affairs
Omberg, Robert	Vice President - Government Affairs
Rattley Washington, Donna	Vice President - Government Affairs
Sullivan, Kathleen	Vice President - Government Affairs
Kcttlcson, William	Vice President - Government and Public Relations
Birmingham, Lisa N.	Vice President - Government and Regulatory Affairs
Leuci, Nick	Vice President - Goveriunent and Regulatory Affairs
Ryan, Robert E.	Vice President - Government and Regulatory Affairs
Darst, Ardella F.	Vice President - Human Resources
Fasick, Teresa C.	Vice President - Human Resources
Harrison, Julie M.	Vice President - Human Resources
Haubert-Picrcc, Audre	Vice President - Human Resources

Stipe, Rob	Vice President - Information Technology
Zanoni, Mark C.	Vice President - Information Technology
Miller, Michael P.	Vice President - Interactive Sales
Adamy, Mark	Vice President - Marketing
Goodman, Charles	Vice President - Marketing
Nicdziclski, Alicia M.	Vice President - Marketing
Schweber, Lawrence D.	Vice President - Marketing
Sweeney, William F.	Vice President - Marketing
Williams,. David	Vice President - Marketing
Smith, Jeffrey E.	Vice President - Marketing, Facilities and General Operations
Smith, Jeffrey E.	Deputy General Counsel
Wicht, Jason	Vice Presidenl - Marketing Operations
Slovin, Michael B.	Vice President - MDU Business Development
Goyer, Adam	Vice President - Operations
Rosson, Ellen C.	Vice President - Operations
Shook, Geoffrey A.	Vice President - Operations Management
Pascarelli, Victor	Vice President - Payment Center Operations
Arp, Trevor	Vice President - Product Management
Alpcrin, Linda	Vice President - Product Sales
Driscoll, Steve	Vice President - Product Sales
Driscoll, Steve	Senior Director - Telesales, Sales
Schuchart, John	Vice President - Product Sales
Goldman, Jennifer L.	Vice President - Programming and Marketing Analysis
Alexander, Jeffrey A.	Vice President - Public Relations
Doherty, Jody	Vice President - Public Relations
Halprin, Mary Beth	Vice President - Public Relations
Segal, Jack A.	Vice President - Public Relations
O'Brien, Gerald C.	Vice President - Real Estate
Van Alstyne, David A.	Vice President - Sales
Brushett, Sean	Vice President - Sales and Marketing
Dombroski, David	Vice President - SMB Direct Sales
Donnelly, Thomas J.	Vice President - Taxation
Guariglia, Joe	Vice President - 'Technical Operations
Magdos, Peter D.	Vice President - Technical Operations
Speller, Tony	Vice President - Technical Operations
Powell, Jeffrey L.	Vice President - Telemarketing
Weigert, Jim	Vice President and General Manager
Zimmermann, Edward	Division Chief Financial Officer
Zimmermann, Edward	Division Senior Vice President - Finance and Administration
Gallagher, Edward S	Division Senior Vice President - Business Services
Adams, Susan P.	Division Senior Vice President - Engineering
Murphy, Daniel J.	Division Senior Vice Presidenl - Engineering
Gage, Timothy	Division Senior Vice President - Government Affairs
Rcilly, Mark E.	Division Senior Vice President - Government and Public Relations
St. Jean, Kem	Division Senior Vice President - Human Resources

Waddcll, John R.	Division Senior Vice President - Sales and Marketing
Knowles, Peter	Division Vice President - Finance and Accounting
Brown, Jeff	Division Vice President - Customer Care
We) wood, Tony	Division Vice President - Engineering
Coughlin, Thomas	Regional Senior Vice President
Crowley, John	Regional Senior Vice President
Hacklcy, Stephen L.	Regional Senior Vice President
McLaughlin, Mary E.	Regional Senior Vice President
Smith, Amy	Regional Senior Vice President
Barrett, John	Regional Senior Vice President - Operations
Samaha, James	Regional Senior Vice President - Operations Management
Claimionf, Alan	Regional Vice President
Paligraf, Philip M.	Regional Vice President - Ad Sales
Wall, Stephen M.	Regional Vice President - Ad Sales
Woodworth, Kimbcrly	Regional Vice President - Ad Sales
Hummel, Ronald L.	Regional Vice Presidenl - Business Operations
Deckard, Robert W.	Regional Vice President - Business Services
Lytle, Glenn	Regional Vice President - Business Services
Maloney, Michael	Regional Vice President - Business Services
Marsh, Peter	Regional Vice Presidenl - Business Services
Whalen, John	Regional Vice Presidenl - Business Services
Navin, Paul J.	Regional Vice President - Cable Operations
Alonge, Vincent	Regional Vice President - Customer Care
Attanasio, Rick	Regional Vice President - Engineering
Hall, Wayne	Regional Vice President - Engineering
Madison, Glenn H.	Regional Vice President - Engineering
Reed, James A.	Regional Vice President - Engineering
Claxton, Dale K.	Regional Vice President - Field Operations
Hill, Stephen	Regional Vice President - Field Operations
Jennings, Abe	Regional Vice President - Field Operations
Kearney, Tom	Regional Vice President - Field Operations
Wyllie, Timothy John	Regional Vice President - Field Operations
Jelinek, Thomas	Regional Vice President - Finance and Accounting
Carter, Russell P.	Regional Vice Presidenl - Finance
O'Brien, William J.	Regional Vice President - Finance
Glanville, Dan	Regional Vice President - Government and Regulatory Affairs
Mumane, Timothy	Regional Vice Presidenl - Government and Regulatory Affairs
Conwell, John	Regional Vice President - Government Affairs
Cooper, Derek	Regional Vice Presidenl - Government Affairs
Ferry, William G.	Regional Vice Presidenl - Government Affairs
Mackc, James Andy	Regional Vice President - Government Affairs
Summy, Matthew	Regional Vice President - Government Affairs
Wells, Douglas	Regional Vice President - Government Affairs
Albert, Angela	Regional Vice President - Human Resources
Callahan, Samantha	Regional Vice President - Human Resources
MacGowan, John	Regional Vice President - Human Resources

McKelvey, Kerry R.	Regional Vice Presidenl - Marketing
Zemaitis, Thomas M.	Regional Vice President - Marketing
Hewitt, Michael C.	Regional Vice President - Operations
Harris, Andrew P.	Regional Vice President - Sales
DcFord, Robert	Regional Vice President - Sales and Marketing
O'Connell, Sean M.	Regional Vice President - Sales and Marketing
Tecza, Randall	Area Vice President
Dickerson, Serena D.	Area Vice President - Ad Sales
Aleaqui, Shushan	Area Vice President - Operations
Biava, Paul	Area Vice President - Operations
Brainard, Deborah	Area Vice President - Operations
Delyiscio, JohnT-	AreaVice-PresidentT.Operations ...
Gauder III, John	Market Vice President
Hagen, Barbara A.	Market Vice President
Colvin, Ronnie	System Vice President/General Manager
Gillespie, Valerie L.	System Vice President/General Manager
Yant, D. Trevor	System Vice President/General Manager
Wilson, Michael	System Vice President - Government Affairs

 ~\

CITY OF CHICAGO ^ ^ ^

ECONOMIC DISCLOSURE STATEMENT S

AND AFFIDAVIT -<rn ^ "gft

SECTION I-GENERAL INFORMATION 5-^ ³⁶ §^

A. Legal name of the Disclosing Party submitting this EDS. Include d/b/a/if applicable: ro -ji

Comcast Holdings Corporation

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[] the Applicant Comcast of FL/GA/IL/MI, LLC

OR Comcast of Chicago, Inc.

[X] a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the Applicant in which the Disclosing Party holds an interest: Comcast of South Chicago, Inc.

OR Comcast of Illinois III, Inc.

3. [ ] a legal entity with a right of control (see Section II.B.l.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

B. Business address of the Disclosing Party: 1701 JFK Blvd

Philadelphia, PA 19103

Lisa Ouzounian@cable.comcast.com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian
Federal Employer Identification No. (if you have one)j

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS? ^Law ^DeP^artment:

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification // and Contract #

Ver. 01-01-12

Page 1 of 13

SECTION II - DISCLOSURE OF OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

[ ] Limited liability company [ ] Limited liability partnership [] Joint venture [ ] Not-for-profit corporation (Is the not-for-profit corporation also a 501(c)(3))?

Limited partnership Trust

1. Indicate the nature of the Disclosing Party: Person [ Publicly registered business corporation [ Privately held business corporation [ Sole proprietorship [ General partnership (1

[]Yes []No [ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Pennsylvania

For legal entities not organized in the State of Illinois: Has the organization registered to do business in the State of Illinois as a foreign entity?

[]Yes

[]No

pg n/a

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

Name Title See Exhibit A

Page 2 of 13

Name Business Address Percentage Interest in the

Disclosing Party

See Exhibit B to Applicant's EDS Form.

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-156 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[ ] Yes [X] No

If yes, please identify below the name(s) of such City elected official(s) and describe such relationship(s):

SECTION IV - DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business Relationship to Disclosing Party Fees (indicate whether

retained or anticipated Address (subcontractor, attorney, paid or estimated.) NOTE:

to be retained) lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response.

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V - CERTIFICATIONS

COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[ ] Yes [ ] No [y\ No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[]Yes []No

FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1-23, Article I ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article 1 is a continuing requirement for doing business with the City. NOTE: If Article I applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

The Disclosing Party and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section II.B.l. of this EDS:

1. are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
2. have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
3. arc not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
4. have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and
5. have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");
any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;

any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

1. bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;
2. agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
3. made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

*Ua

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

[ ] is m is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then the Disclosing Party pledges:

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

[ ] Yes pq No

NOTE: If you checked "Yes" to Item D.l., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power does not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

[ ] Yes I ] No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

_X 1. The Disclosing Party verifies that the Disclosing Party has searched any and all records of

2. The Disclosing Party verifies that, as a result of conducting the search in step .1 above, the

SECTION VI - CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

N/A

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.I. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

3. The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.

The Disclosing Party certifies that either: (i) it is not an organization described in section 501 (c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section

501 (c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".

If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[]No

[ ] Yes

If "Yes," answer the three questions below:

1. Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 41 CFR Part 60-2.)

[JNo

[ 1 Yes

2. Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[JNo

[ J Yes

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII- ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and.the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicago.org/Ethics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Parly must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article 1 of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1-23 and Section 2-154-020 of the Municipal Code.

The Disclosing Parly represents and warrants that:

Page 11 of 13

F.2 If the Disclosing Party is the Applicant, the Disclosing Party and its Affiliated Entities will not use, nor permit their subcontractors to use, any facility listed by the U.S. H.P.A. on the federal Excluded Parties List System ("EPLS") maintained by the U. S. General Services Administration.

F.3 If the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in form and substance to those in F.l. and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F. 1., F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

(Print or type name of person signing)

Signed and sworn to before mc on (date) £>"i £ o ■ 1 4

at __ .CaQ\£r County, CP- (state).

Commission expires: QL- OS 1""")

Page 12 of 13

1 1

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

"Applicable Party" means (1) all executive officers of the Disclosing Party listed in Section II.B.1 .a., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if the Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Docs the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ ] Yes

Page 13 of 13

Comcast Holdings Corporation

Officers:

Name	Title
Roberts, Brian L.	President
Roberts, Brian L.	Chief Executive Officer
Angelakis, Michael J.	Chief Financial Officer
Angelakis, Michael J.	Executive Vice President
Cohen, David L.	Executive Vice President
Cohen, David L.	Assistant Secretary
Evans, Alexander D.	Executive Vice President - Global Corporate Development and Strategy
Block, Arthur R.	Senior Vice President
Block, Arthur R.	General Counsel
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Salva, Lawrence J.	Senior Vice President
Salva, Lawrence J.	Chief Accounting Officer
Salva, Lawrence J.	Controller
Pick, Robert S.	Senior Vice President - Corporate Development
Dankenbrink, Kristine A.	Senior Vice President - Taxation
O'Connor, Kevin P.	Vice President - Federal Tax
DiTrolio, Joseph F.	Vice President - Financial Operations
Donnelly, Thomas J.	Vice President - Taxation

Directors:

Name

Angelakis, Michael J. Block, Arthur R, Cohen, David L. Roberts, Brian L.

CITY OF CHICAGO o ^

ECONOMIC DISCLOSURE STATEMENT G^n S Spn

AND AFFIDAVIT -<fn ^ o§

SECTION I- GENERAL INFORMATION

¹ ' co ^

Legal name of the Disclosing Party submitting this EDS. Include d/b/a/if applicable: ro -^c-

Comcast of South Chicago, Inc. Franchise Area Five

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

[3J the Applicant

[] a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the

Applicant in which the Disclosing Party holds an interest:

3. [ ] a legal entity with a right of control (sec Section II.B. 1.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

Business address of the Disclosing Party: 1255 W North Avenue

Chicago, IL 60642

Lisa_Ouzounian@cable.comcast.com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian
Federal Employer Identification No. (if you have one):

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS? ^Law ^DeP^artment

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification It and Contract #

Vcr. 01-01-12

Page 1 of 13

SECTION II - DISCLOSURE OF OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

1. Indicate the nature of the Disclosing Party.

[ ] Person [ ] Limited liability company

[ j Publicly registered business corporation [ ] Limited liability partnership

[X| Privately held business corporation [ ] Joint venture

[ ] Sole proprietorship [ ] Not-for-profit corporation

[ ] General partnership (Is the not-for-profit corporation also a 501(c)(3))?

[ ] Limited partnership [ ] Yes [ ] No

[ ] Trust [ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Illinois

3. For legal entities not organized in the State of Illinois: Has the organization registered to do

business in the State of Illinois as a foreign entity?

[ ] Yes [ ] No [ ] N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

1. List below the full names and titles of all executive officers and all directors of the entity. NOTE: For not-for-profit corporations, also list below all members, if any, which are legal entities If there are no such members, write "no members." For trusts, estates or other similar entities, list below the legal titleholder(s).

Name Title See Exhibit A

Page 2 of 13

Name Business Address Percentage Interest in the

Disclosing Party

See Exhibit B

SECTION III -- BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-1 56 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[]Yes [X]No

If yes, please identify below the name(s) of such City elected official(s) and describe such relationship^)'

SECTION IV - DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business Relationship to Disclosing Party Fees (indicate whether

retained or anticipated Address (subcontractor, attorney, paid or estimated.) NOTE:

to be retained) lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response. John McGuire, Esq. 1231 Maple Ave, Evanston, IL 60202 /attorney / L-obbti iS~V

Estimated $ \S _{ OOP . ^

IZ_

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V - CERTIFICATIONS

COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[ ] Yes [ ] No [X] No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[]Yes []No

FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1 -23, Article I ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article I is a continuing requirement for doing business with the City. NOTE: If Article 1 applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

The Disclosing Party and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section ll.B.l. of this EDS:

are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
are not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and
have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section JV, "Disclosure of Subcontractors and Other Retained Parties");
any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;
any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;
agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

O i p.

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

. _J_A

y_|_A

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

[ ] is [JJ. is not

a "financial institution" as defined in Section 2-32-455(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then the Disclosing Party pledges:

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

[ ] Yes [X] No

NOTE: If you checked "Yes" to Item D.l., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power does not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

[ ] Yes [ ] No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

SECTION VI - CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

N/A

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.l. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[]Yes []No If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 41 CFR Part 60-2.)

[]Yes []No

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[]Yes []No

Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[ ] Yes [ ] No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII-- ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicaHo.orK/Ethics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.

E. The information provided in this EDS must be kept current. In the event of changes, the Disclosing

Party must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a

contract being handled by the City's Department of Procurement Services, the Disclosing Party must

update this EDS as the contract requires. NOTE: With respect to Matters subject to Article I of

Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified

offenses), the information provided herein regarding eligibility must be kept current for a longer period,

as required by Chapter 1 -23 and Section 2-154-020 of the Municipal Code.

The Disclosing Party represents and warrants that:

Page 11 of 13

F.2 If the Disclosing Party is the Applicant, the Disclosing Party and its Affiliated Entities will not use, nor permit their subcontractors to use, any facility listed by the U.S. E.P.A. on Ihe federal Excluded Parties List System ("EPLS") maintained by the U. S. General Services Administration.

NOTE: If the Disclosing Party cannot certify as to any of the items in F.l., F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

_ic__L_

(Print or type name of Disclosing Party) M

By:

(Sign fie

signir

(Print or type name of person signing)

(Prinf-er type title of person signing)

Signed and sworn to before me on (date) _f73§._J! 2, 0 i4

at Cox>\{~ County, (state).

V^U(A

Notary Public.

Commission expires: 0~2- ' \~*"~)

Page 12 of 13

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently have a "familial relationship" with an elected city official or department head?

[ ]Yes

Page 13 of 13

Comcast of South Chicago, Inc.

Officers:

	Titie;):v:>'?;^:-: ^:;'*i^v'^:-^;
Roberts, Brian L.	Chairman
Smit, Neil	President
Smit, Neil	Chief Executive Officer
Connors, William	President - Central Division'
Watson, David N.	Chief Operating Officer
Watson; David N.	Executive Vice .President
Avgiris, Catherine	Chief Financial Officer
Avgiris, Catherine	Executive Vice'pj^sjd.ent.
Schwartz, Samuel	Chief Business Development Officer
Werner, Tony G.	Chief Technology Officer
Werner, Tony G.	Executive Vice Presidenl
Angelakis, Michael J.	Executive Vice President
Cohen, David I	Executive Vice President
Cohen, David L.	Assistant Secretary
Schanz, John D.	Executive Vice Presidenl
Schanz, John D.	Chief Network Officer
Rigdon, Gregory	Executive Vice Presidenl - Content Acquisition
Strahan, William	Executive Vice President - Human Resources
Kiriacoulacos, Pclcr	Executive Vice President - Procurement
Block, Arthur R.	Senior Vice President
Block, Arthur R.	Secretary
Ddrdelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Gaston, Douglas	Senior Vice President
Gaston, Douglas	General Counsel
Gaston, Douglas	Assistant Secretary ...
Lewis, Jr., Gerard J.	Senior Vice President
Lewis, "Jr., Gerard J.	ChiefPrivacy.©TOc'er " *',; .■
Lewis, Jr, Gerard J	Deputy General Counsel
PigliirivEmest A.	Senior Vice Prcsidciit. c
Pighini, Emest A.	Controller
Saiva, Lawrence J.	Senior Vice President .
t laase, William R	Senior Vice President - Ad Sales Finance and Administration
Roberts, Scott W.	Senior Vice President - Business Services
Shatlock, Jr., Eugene P.	Senior Vice President - Business Strategy and Product Development
Collins, Timothy P.	Senior Vice President - Cable Management
Edmunds, Kimberly	Senior Vice President - Cable Operations
Pick, Robert S.	Senior Vice President - Corporate Development
Bryant, Sarah	Senior Vice President - Finance
(Cc'nria, "Brian	Senior Vice 'President - Finan^;and:A'ccounting
Leavitt, Shawn	Senior Vice President - Global Benefits
Gillenwater, Steven C.	Senior Vice President - tf'lunian Resources
Topping, Andrew C.	Senior Vice President - Labor Relations, I1R Compliance and Policy Adminislration

Nathan, Thomas R.	Senior Vice President - Litigation
Nathan, Thomas R.	Deputy General Counsel
Nathan, Thomas R.	Assistant Secretary
Willard, Sheila R.	Senior Vice President - Local Media Development
O'Connell, Daniel Patrick	Senior Vice President - MDU Business Development
Desmond, Sharon T.	Senior Vice President - Revenue and Business Operations
Lang, Richard A.	Senior Vice President - Sales and Marketing
VVasser, Glenn R.	Senior Vice President - Sales and Marketing
Connell, Terrence J.	Senior Vice President - Sales and Sales Operations
Kelly, David	Senior Vice Presidenl - Spotlight
Ozor, Jonathan 1...	Senior Vice President - Spotlight
Trombley, Roland	Senior Vice President - Spotlight
Lopez, Filcmon	Senior Vice President - Strategic Operations
Dankcnbrink, Kristinc A.	Senior Vice President - Taxation
Strauss, Matthew E.	Senior Vice President and General Manager -Video Services
Gitchell, Sarah	Vice Presidenl
Gitchell, Sarah	Deputy General Counsel
Gitchell, Sarah	Chief Conlent Acquisition Counsel
Koles, Kathryn	Vice President
Koles, Kathryn	Deputy General Counsel
Marcus, David	Vice President
Marcus, David	Chief Paicm Officer
Marcus, David	Deputy General Counsel
Rankin, Brian	Vice Presidenl
Rankin, Brian	Chief Regulatory Counsel - Cable Division
Rankin, Brian	Deputy General Counsel
Dennett, lan R,	Vice President and General Manager - Ad Sales
Heisinger, Peler B.	Vice President and General Manager - Ad Sales
Runge, Mark W.	Vice President and General Manager - Ad Sales
Stone, Jeffrey H.	Vice President and General Manager - Ad Sales
Corcoran, Barry	Vice President - Ad Sales Finance and Accounting
Sayer, Jonathan	Vice President - Ad Sales Integrated Media Sales
Sullingcr, Bobbie G.	Vice Presidenl - Ad Sales Operations
McGrath, Patrick T.	Vice President - Ad Sales Technical Operaiions
Daves, Michael S.	Vice President - Cable Management
Farley, Brian	Vice President - Communications
Brown, Verba	Vice President - Customer Care
Glass, Anlhony	Vice President - Customer Care
Matson, Nancy	Vice President - Customer Care
Thompson, John	Vice President - Customer Care
Ward, Doug	Vice Presidenl - Customer Care
Wucrdeman, John M	Vice President - Customer Care
Austin, Jeffey W.	Vice President - Engineering
Fitzgerald, Donald P.	Vice President - Engineering
Slabaugh, David W.	Vice President - Engineering

Yates, Thomas	Vice President - Engineering
O'Connor, Kevin P.	Vice President - Federal Tax
Colucci, John A.	Vice Presidenl Field Operations
Kirk, Dale F.	Vice President - Field Operations
Mark, Bryan E.	Vice President - Field Operations
Monteith, Scott D.	Vice President - Field Operations
Parker, Michael C	Vice Presidenl - Field Operations
Thomas, Stephen E.	Vice President - Field Operations
Wainwright, Nicholas	Vice Presidenl - Field Operations
Williamson, Larry A.	Vice President - Field Operations
Murtaugh, Brian	Vice President - Finance
Ossowski, Je'.frrcy S.	Vice President - Finance
Gibbs, Susan L.	Vice President - Finance and Accounting
Maguire,ThomasG. .? . .	Vice Presidenl - Finance and Accounting
Mobilia, Janice M.	Vice President - Finance and Accounting
Rehme, Richard M.	Vice President - Finance and Accounting
DiTrolio, Joseph F.	Vice Presidenl - Financial Operafions
Kleinhans, Kimberly Sebastian	Vice President - Financial Planning and Analysis
McDonald, Christopher G	Vice President - Government Affairs
Birmingham, Lisa N.	Vice Presidenl - Government and Regulator)' Affairs
Ryan, Robert E.	Vice Presidenl Government and Regulatory Affairs
Darsl, Ardella F.	Vice President - Human Resources
Fasick, Teresa C.	Vice President - Human Resources
Harrison, Julie M.	Vice Presidenl - Human Resources
llaubert-Pierce, Audre	Vice President - Human Resources
Zanoni, Mark C.	Vice President - Information Technology
Miller, Michael P.	Vice President - Interactive Sales
Niedzielski, Alicia M.	Vice President - Marketing
Schweber, Lawrence D.	Vice President - Marketing
Sweeney, William F. .^J	Vice President - Marketing
Williams, David	Vice President - Marketing
Smith, Jeffrey E.	Vice President - Marketing, Facilities and General Operations
Smith, Jeffrey E.	Deputy General Counsel
Wicht, Jason	Vice President - Marketing Operations
Slovin, Michael IV	Vice President - MDU Business Development
Goycr, Adam	Vice President - Operations
Rosson, Ellen C.	Vice President - Operations
Shook, Geoffrey A.	Vice President - Operations Management
Pascarclli, Victor	Vice President - Payment Center Operations
Alperin, Linda	Vice President - Product Sales
Schucharl, Jolui	Vice President - Product Sales
Goldman, Jennifer L.	Vice President - Programming and Marketing Analysis
Malprin, Mary Beth	Vice Presidenl - Public Relations
Segal, Jack A.	Vice President - Public Relations
O'Brien, Gerald C.	Vice President - Real Estate
Van Alstyne, David A,	Vice President - Sales
Dombroski, David	Vice J'residenl - SMB Direct Sales

Donnelly; Thomas, J.'	Vice President - Taxation
Magdos, Peter D.	Vice President - Technical Operations
PoweMj Jeffrey L.	Vice President - Telemarketing
Weigert, Jim	Vice Presidenl and General Manager
Murphy, Daniel J.	Division Senior Vice President - Engineering
Gage, Timothy	Division Senior Vice Presidenl - Government Affairs
Knowles, J'cter	Division Vice President - Finance and Accounting
Brown, Jeff	Division Vice President - Customer Care
erowMxi;).dhb	Regional Senior Vice President
Smith, Amy	Regional Senior Vice President
B'&yfejphnr-"¹	Regional Senior Vice President - Qperatioift '.
Paligraf, Philip M.	Regional V	ce President - Ad Sales
HUfititifetpKoValb! C	Regional V	ce President - Business'Operations .
Dcckard, Robert W.	Regional V	ce President - Business Services
Navin,&>ul J.	Regional V	ce President - Cable Operations
Madison, Glenn 11.	Regional V	ce President - Engineering
Reed, James A.	Regional V	ce President - Engineering
Cooper, Derek	Regional V	ce President - Government Affairs
Ferris William G.	Regional V	ce President - Government Affairs
Macke, James Andy	Regional V	ce President - Government Affairs
Summy, Matthew	Regional V	cc President - Government Affairs
Wells, Douglas	Regional V	cc President - Government Affairs
Albert, Arfgela	Regional V	ce President - Human Resources
McKelvey, Kerry R.	Regional V	ce President - Marketing
Zern_8itis;fI^Qrnas M.	Regional V	ce President - Marketing
Hewitt, Michael C.	Regional V	ce Presidenl - Operations
HarnS,'j^dreW._P.	Regional V	ce Presidenl - Sales
O'Connelt, Scan M.	Regional V	ce President - Sales and Marketing
Dickers'cfri, Serena D.	Area Vice President - Ad Sales
Biava, Paul	Area Vice President - Operations
Hraiaafa^etSrah	Area Vice President - Operations;
Gauder Ul, John	Market Vice Presidenl
	Market Vice President
Colvin, Ronnie	System Vice President/General Manager
	System Vice President/General Manager.
Yant, D. Trevor	System Vice President/General Manager
Wilson, Michael	System Vice President - Goveriiment Affairs

Comcast of South Chicago, Inc I Y < ^\

Organizational chart as of 2/25/2014 I-

Comcast Corporation (PA)

100% Class A Common i r 100% Class A Special Common

Comcast of South Chicago. Inc CU

Comcast Holdings Corporation (PA)

CITY OF CHICAGO

ECONOMIC DISCLOSURE STATEMENT S ~i

AND AFFIDAVIT _S ^ "<

£21 m °

"Jo «TC ^c-r>i

SECTION I- GENERAL INFORMATION "Va g«

?o F<

A. Legal name of the Disclosing Party submitting this EDS. Include d/b/a/ if applicable-:?^ ^:x

Fn *

Comcast of Illinois III, Inc. Franchise Area Four rsi §

Check ONE of the following three boxes:

Indicate whether the Disclosing Party submitting this EDS is:

P9 the Applicant

[] a legal entity holding a direct or indirect interest in the Applicant. State the legal name of the

Applicant in which the Disclosing Party holds an interest:

3. [] a legal entity with a right of control (see Section II.B.l.) State the legal name of the entity in

which the Disclosing Party holds a right of control:

B. Business address of the Disclosing Party: 1255 W North Avenue

Chicago, IL 60642

Lisa_Ouzounian@cable.comcast.com

Telephone: (773) 394-8765 Fax: Email:
Name of contact person: Lisa Ouzounian
Federal Employer Identification No. (if you have one):

F. Brief description of contract, transaction or other undertaking (referred to below as the "Matter") to which this EDS pertains. (Include project number and location of property, if applicable):

Cable Franchise Extension

G. Which City agency or department is requesting this EDS? ^Law Pepa^rtment

If the Matter is a contract being handled by the City's Department of Procurement Services, please complete the following:

Specification # and Contract #

Ver. 01-01-12

Page I of 13

SECTION II -- DISCLOSURE OF OWNERSHIP INTERESTS

A. NATURE OF THE DISCLOSING PARTY

[ ] Limited liability company [ ] Limited liability partnership [ ] Joint venture [ ] Not-for-profit corporation (Is the not-for-profit corporation also a 501(c)(3))?

1. Indicate the nature of the Disclosing Party: [ ] Person [ [ ] Publicly registered business corporation [

Privately held business corporation [ [ ] Sole proprietorship [ [ ] General partnership (1

[ ] Limited partnership

[ ] Trust [

[]Yes []No [ ] Other (please specify)

2. For legal entities, the state (or foreign country) of incorporation or organization, if applicable:

Illinois

3. For legal entities not organized in the State of Illinois: Has the organization registered to do business in the State of Illinois as a foreign entity?

[ ] Yes

[JNo

[ ] N/A

B. IF THE DISCLOSING PARTY IS A LEGAL ENTITY:

Name Title See Exhibit A

Page 2 of 13

Name Business Address Percentage Interest in the

Disclosing Party

See Exhibit B

SECTION III - BUSINESS RELATIONSHIPS WITH CITY ELECTED OFFICIALS

Has the Disclosing Party had a "business relationship," as defined in Chapter 2-156 of the Municipal Code, with any City elected official in the 12 months before the date this EDS is signed?

[]Yes No

If yes, please identify below the name(s) of such City elected official(s) and describe such relationship(s):

SECTION IV DISCLOSURE OF SUBCONTRACTORS AND OTHER RETAINED PARTIES

If the Disclosing Party is uncertain whether a disclosure is required under this Section, the Disclosing Party must either ask the City whether disclosure is required or make the disclosure.

Page 3 of 13

Name (indicate whether Business Relationship to Disclosing Party Fees (indicate whether

retained or anticipated Address (subcontractor, attorney, paid or estimated.) NOTE:

to be retained) lobbyist, etc.) "hourly rate" or "t.b.d." is

not an acceptable response. John McGuire, Esq. 1231 Maple Ave, Evanston, IL 60202 Attorney jL olfl\ocyS

Estimated $ \S ₍ <o>QQ .

(Add sheets if necessary)

[ ] Check here if the Disclosing Party has not retained, nor expects to retain, any such persons or entities. SECTION V -- CERTIFICATIONS

COURT-ORDERED CHILD SUPPORT COMPLIANCE

Has any person who directly or indirectly owns 10% or more of the Disclosing Party been declared in arrearage on any child support obligations by any Illinois court of competent jurisdiction?

[ ] Yes [ 3 No [X] No person directly or indirectly owns 10% or more of the

Disclosing Party.

If "Yes," has the person entered into a court-approved agreement for payment of all support owed and is the person in compliance with that agreement?

[ ] Yes [ ] No

FURTHER CERTIFICATIONS

1. Pursuant to Municipal Code Chapter 1-23, Article 1 ("Article I")(which the Applicant should consult for defined terms (e.g., "doing business") and legal requirements), if the Disclosing Party submitting this EDS is the Applicant and is doing business with the City, then the Disclosing Party certifies as follows: (i) neither the Applicant nor any controlling person is currently indicted or charged with, or has admitted guilt of, or has ever been convicted of, or placed under supervision for, any criminal offense involving actual, attempted, or conspiracy to commit bribery, theft, fraud, forgery, perjury, dishonesty or deceit against an officer or employee of the City or any sister agency; and (ii) the Applicant understands and acknowledges that compliance with Article 1 is a continuing requirement for doing business with the City. NOTE: If Article I applies to the Applicant, the permanent compliance timeframe in Article I supersedes some five-year compliance timeframes in certifications 2 and 3 below.

Page 4 of 13

The Disclosing Party and, if the Disclosing Party is a legal entity, all of those persons or entities identified in Section II.B.l. of this EDS:

are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from any transactions by any federal, state or local unit of government;
have not, within a five-year period preceding the date of this EDS, been convicted of a criminal offense, adjudged guilty, or had a civil judgment rendered against them in connection with: obtaining, attempting to obtain, or performing a public (federal, state or local) transaction or contract under a public transaction; a violation of federal or state antitrust statutes; fraud; embezzlement; theft; forgery; bribery; falsification or destruction of records; making false statements; or receiving stolen property;
are not presently indicted for, or criminally or civilly charged by, a governmental entity (federal, state or local) with committing any of the offenses set forth in clause B.2.b. of this Section V;
have not, within a five-year period preceding the date of this EDS, had one or more public transactions (federal, state or local) terminated for cause or default; and
have not, within a five-year period preceding the date of this EDS, been convicted, adjudged guilty, or found liable in a civil proceeding, or in any criminal or civil action, including actions concerning environmental violations, instituted by the City or by the federal government, any state, or any other unit of local government.
The certifications in subparts 3, 4 and 5 concern:

the Disclosing Party;
any "Contractor" (meaning any contractor or subcontractor used by the Disclosing Party in connection with the Matter, including but not limited to all persons or legal entities disclosed under Section IV, "Disclosure of Subcontractors and Other Retained Parties");

* any "Affiliated Entity" (meaning a person or entity that, directly or indirectly: controls the Disclosing Party, is controlled by the Disclosing Party, or is, with the Disclosing Party, under common control of another person or entity. Indicia of control include, without limitation: interlocking management or ownership; identity of interests among family members, shared facilities and equipment; common use of employees; or organization of a business entity following the ineligibility of a business entity to do business with federal or state or local government, including the City, using substantially the same management, ownership, or principals as the ineligible entity); with respect to Contractors, the term Affiliated Entity means a person or entity that directly or indirectly controls the Contractor, is controlled by it, or, with the Contractor, is under common control of another person or entity;

♦ any responsible official of the Disclosing Party, any Contractor or any Affiliated Entity or any other official, agent or employee of the Disclosing Party, any Contractor or any Affiliated Entity, acting pursuant to the direction or authorization of a responsible official of the Disclosing Party, any Contractor or any Affiliated Entity (collectively "Agents").

Page 5 of 13

1. bribed or attempted to bribe, or been convicted or adjudged guilty of bribery or attempting to bribe, a public officer or employee of the City, the State of Illinois, or any agency of the federal government or of any state or local government in the United States of America, in that officer's or employee's official capacity;
2. agreed or colluded with other bidders or prospective bidders, or been a party to any such agreement, or been convicted or adjudged guilty of agreement or collusion among bidders or prospective bidders, in restraint of freedom of competition by agreement to bid a fixed price or otherwise; or
3. made an admission of such conduct described in a. or b. above that is a matter of record, but have not been prosecuted for such conduct; or
violated the provisions of Municipal Code Section 2-92-610 (Living Wage Ordinance).

Neither the Disclosing Party, Affiliated Entity or Contractor, or any of their employees, officials, agents or partners, is barred from contracting with any unit of state or local government as a result of engaging in or being convicted of (1) bid-rigging in violation of 720 ILCS 5/33E-3; (2) bid-rotating in violation of 720 ILCS 5/33E-4; or (3) any similar offense of any state or of the United States of America that contains the same elements as the offense of bid-rigging or bid-rotating.
Neither the Disclosing Party nor any Affiliated Entity is listed on any of the following lists maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the Bureau of Industry and Security of the U.S. Department of Commerce or their successors: the Specially Designated Nationals List, the Denied Persons List, the Unverified List, the Entity List and the Debarred List.
The Disclosing Party understands and shall comply with the applicable requirements of Chapters 2-55 (Legislative Inspector General), 2-56 (Inspector General) and 2-156 (Governmental Ethics) of the Municipal Code.
If the Disclosing Party is unable to certify to any of the above statements in this Part B (Further Certifications), the Disclosing Party must explain below:

__L*

Page 6 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

^ / V

9. To the best of the Disclosing Party's knowledge after reasonable inquiry, the following is a

complete list of all gifts that the Disclosing Party has given or caused to be given, at any time during the

12-month period preceding the execution date of this EDS, to an employee, or elected or appointed

official, of the City of Chicago. For purposes of this statement, a "gift" does not include: (i) anything

made generally available to City employees or to the general public, or (ii) food or drink provided in the

course of official City business and having a retail value of less than $20 per recipient (if none, indicate

with "N/A" or "none"). As to any gift listed below, please also list the name of the City recipient.

. . P / ft

C. CERTIFICATION OF STATUS AS FINANCIAL INSTITUTION

The Disclosing Party certifies that the Disclosing Party (check one)

[ ] is is not

a "financial institution" as defined in Section 2-32-45 5(b) of the Municipal Code.

If the Disclosing Party IS a financial institution, then the Disclosing Party pledges:

Page 7 of 13

If the letters "NA," the word "None," or no response appears on the lines above, it will be conclusively presumed that the Disclosing Party certified to the above statements.

D. CERTIFICATION REGARDING INTEREST IN CITY BUSINESS

Any words or terms that are defined in Chapter 2-156 of the Municipal Code have the same meanings when used in this Part D.

In accordance with Section 2-156-110 of the Municipal Code: Does any official or employee of the City have a financial interest in his or her own name or in the name of any other person or entity in the Matter?

[]Yes pqNo

NOTE: If you checked "Yes" to Item D.l., proceed to Items D.2. and D.3. If you checked "No" to Item D.l., proceed to Part E.

Unless sold pursuant to a process of competitive bidding, or otherwise permitted, no City elected official or employee shall have a financial interest in his or her own name or in the name of any other person or entity in the purchase of any property that (i) belongs to the City, or (ii) is sold for taxes or assessments, or (iii) is sold by virtue of legal process at the suit of the City (collectively, "City Property Sale"). Compensation for property taken pursuant to the City's eminent domain power does not constitute a financial interest within the meaning of this Part D.

Does the Matter involve a City Property Sale?

[ ] Yes [ ] No

If you checked "Yes" to Item D.l., provide the names and business addresses of the City officials or employees having such interest and identify the nature of such interest:

Name Business Address Nature of Interest

4. The Disclosing Party further certifies that no prohibited financial interest in the Matter will be acquired by any City official or employee.

E. CERTIFICATION REGARDING SLAVERY ERA BUSINESS

Please check either 1. or 2. below. If the Disclosing Party checks 2., the Disclosing Party must disclose below or in an attachment to this EDS all information required by paragraph 2. Failure to

Page 8 of 13

comply with these disclosure requirements may make any contract entered into with the City in connection with the Matter voidable by the City.

____1. The Disclosing Party verifies that the Disclosing Party has searched any and all records of the Disclosing Party and any and all predecessor entities regarding records of investments or profits from slavery or slaveholder insurance policies during the slavery era (including insurance policies issued to slaveholders that provided coverage for damage to or injury or death of their slaves), and the Disclosing Party has found no such records.

2. The Disclosing Party verifies that, as a result of conducting the search in step 1 above, the

SECTION VI CERTIFICATIONS FOR FEDERALLY FUNDED MATTERS

A. CERTIFICATION REGARDING LOBBYING

N/A

2. The Disclosing Party has not spent and will not expend any federally appropriated funds to pay any person or entity listed in Paragraph A.l. above for his or her lobbying activities or to pay any person or entity to influence or attempt to influence an officer or employee of any agency, as defined by applicable federal law, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress, in connection with the award of any federally funded contract, making any federally funded grant or loan, entering into any cooperative agreement, or to extend, continue, renew, amend, or modify any federally funded contract, grant, loan, or cooperative agreement.

Page 9 of 13

The Disclosing Party will submit an updated certification at the end of each calendar quarter in which there occurs any event that materially affects the accuracy of the statements and information set forth in paragraphs A.l. and A.2. above.
The Disclosing Party certifies that either: (i) it is not an organization described in section 501(c)(4) of the Internal Revenue Code of 1986; or (ii) it is an organization described in section 501(c)(4) of the Internal Revenue Code of 1986 but has not engaged and will not engage in "Lobbying Activities".
If the Disclosing Party is the Applicant, the Disclosing Party must obtain certifications equal in form and substance to paragraphs A.l. through A.4. above from all subcontractors before it awards any subcontract and the Disclosing Party must maintain all such subcontractors' certifications for the duration of the Matter and must make such certifications promptly available to the City upon request.

B. CERTIFICATION REGARDING EQUAL EMPLOYMENT OPPORTUNITY

Is the Disclosing Party the Applicant?

[]Yes [JNo If "Yes," answer the three questions below:

Have you developed and do you have on file affirmative action programs pursuant to applicable federal regulations? (See 41 CFR Part 60-2.)

[]Yes []No

Have you filed with the Joint Reporting Committee, the Director of the Office of Federal Contract Compliance Programs, or the Equal Employment Opportunity Commission all reports due under the applicable filing requirements?

[]Yes []No

Have you participated in any previous contracts or subcontracts subject to the equal opportunity clause?

[]Yes []No

If you checked "No" to question 1. or 2. above, please provide an explanation:

Page 10 of 13

SECTION VII - ACKNOWLEDGMENTS, CONTRACT INCORPORATION, COMPLIANCE, PENALTIES, DISCLOSURE

The Disclosing Party understands and agrees that:

The certifications, disclosures, and acknowledgments contained in this EDS will become part of any contract or other agreement between the Applicant and the City in connection with the Matter, whether procurement, City assistance, or other City action, and are material inducements to the City's execution of any contract or taking other action with respect to the Matter. The Disclosing Party understands that it must comply with all statutes, ordinances, and regulations on which this EDS is based.
The City's Governmental Ethics and Campaign Financing Ordinances, Chapters 2-156 and 2-164 of the Municipal Code, impose certain duties and obligations on persons or entities seeking City contracts, work, business, or transactions. The full text of these ordinances and a training program is available on line at www.cityofchicago.org/Ethics, and may also be obtained from the City's Board of Ethics, 740 N.

Sedgwick St., Suite 500, Chicago, IL 60610, (312) 744-9660. The Disclosing Party must comply fully with the applicable ordinances.

If the City determines that any information provided in this EDS is false, incomplete or inaccurate, any contract or other agreement in connection with which it is submitted may be rescinded or be void or voidable, and the City may pursue any remedies under the contract or agreement (if not rescinded or void), at law, or in equity, including terminating the Disclosing Party's participation in the Matter and/or declining to allow the Disclosing Party to participate in other transactions with the City. Remedies at law for a false statement of material fact may include incarceration and an award to the City of treble damages.
It is the City's policy to make this document available to the public on its Internet site and/or upon request. Some or all of the information provided on this EDS and any attachments to this EDS may be made available to the public on the Internet, in response to a Freedom of Information Act request, or otherwise. By completing and signing this EDS, the Disclosing Party waives and releases any possible rights or claims which it may have against the City in connection with the public release of information contained in this EDS and also authorizes the City to verify the accuracy of any information submitted in this EDS.
The information provided in this EDS must be kept current. In the event of changes, the Disclosing Party must supplement this EDS up to the time the City takes action on the Matter. If the Matter is a contract being handled by the City's Department of Procurement Services, the Disclosing Party must update this EDS as the contract requires. NOTE: With respect to Matters subject to Article I of Chapter 1-23 of the Municipal Code (imposing PERMANENT INELIGIBILITY for certain specified offenses), the information provided herein regarding eligibility must be kept current for a longer period, as required by Chapter 1 -23 and Section 2-1 54-020 of the Municipal Code.

The Disclosing Party represents and warrants that:

Page 11 of 13

F.3 If the Disclosing Party is the Applicant, the Disclosing Party will obtain from any contractors/subcontractors hired or to be hired in connection with the Matter certifications equal in form and substance to those in F.l. and F.2. above and will not, without the prior written consent of the City, use any such contractor/subcontractor that does not provide such certifications or that the Disclosing Party has reason to believe has not provided or cannot provide truthful certifications.

NOTE: If the Disclosing Party cannot certify as to any of the items in F. 1., F.2. or F.3. above, an explanatory statement must be attached to this EDS.

CERTIFICATION

(Print or type name of person signing)

Signed and sworn to before me on (date) f*yr3 3^_f *r

at boo {t- County, _________ (state).

> n

Commission expires:

Page 12 of 13

CITY OF CHICAGO ECONOMIC DISCLOSURE STATEMENT AND AFFIDAVIT

APPENDIX A

FAMILIAL RELATIONSHIPS WITH ELECTED CITY OFFICIALS AND DEPARTMENT HEADS

Under Municipal Code Section 2-154-015, the Disclosing Party must disclose whether such Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof currently has a "familial relationship" with any elected city official or department head. A "familial relationship" exists if, as of the date this EDS is signed, die Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner thereof is related to the mayor, any alderman, the city clerk, the city treasurer or any city department head as spouse or domestic partner or as any of the following, whether by blood or adoption: parent, child, brother or sister, aunt or uncle, niece or nephew, grandparent, grandchild, father-in-law, mother-in-law, son-in-law, daughter-in-law, stepfather or stepmother, stepson or stepdaughter, stepbrother or stepsister or half-brother or half-sister.

"Applicable Party" means (1) all executive officers of the Disclosing Party listed in Section H.B.l.a., if the Disclosing Party is a corporation; all partners of the Disclosing Party, if the Disclosing Party is a general partnership; all general partners and limited partners of the Disclosing Party, if the Disclosing Party is a limited partnership; all managers, managing members and members of the Disclosing Party, if the Disclosing Party is a limited liability company; (2) all principal officers of the Disclosing Party; and (3) any person having more than a 7.5 percent ownership interest in the Disclosing Party. "Principal officers" means the president, chief operating officer, executive director, chief financial officer, treasurer or secretary of a legal entity or any person exercising similar authority.

Does the Disclosing Party or any "Applicable Party" or any Spouse or Domestic Partner tiiereof currently have a "familial relationship" with an elected city official or department head?

[ ]Yes

Page 13 of 13

Comcast of Illinois III, Inc.

Officers:


Roberts, Brian L.	Chairman
Smit, Neil	President
Smit, Neil	Chief Executive Officer
Connors, William	President - Central Division
Watson, David N.	Chief Operating Officer
Watson, David N.	Executive Vice President
Avgiris, Catherine	Chief Financial Officer
Avgiris-;. Catherine	Executive Vice President.
Schwartz, Samuel	Chief Business Development Officer
Werner,:Tony G.	Chief Technology-Oflicer - v.
Werner, Tony G.	Executive Vice President
Angelakis, Michael J,	Executive Vice President
Cohen, David L.	Executive Vice Presidenl
Cohen, David L.	Assistant Secretary
Schanz, John D.	Executive Vice Presidenl
Schanz, John D.	Chief Network Officer.
Rigdon, Gregory	Executive Vice President - Content Acquisition
Strahah, William	Executive Vice President - Mumaii Resources
Kiriacoulacos, Peter	Executive Vice President - Procurement
Block, Arthur R.	Senior Vice President
Block, Arthur R.	Secretary
Dordelman, William E.	Senior Vice President
Dordelman, William E.	Treasurer
Gaston, Douglas	Senior Vice President
Gaston, Douglas	General Counsel
Gaston, Douglas¹	Assistant Secretary
Lewis, Jr., Gerard J.	Senior Vice President
l^wSi/JK.vGerard J.	Chief Privacy Officer . '
Lewis, Jr., Gerard J.	Deputy Genera) Counsel
PighimfErriest A.	Senior Vice President.
Pighini, Ernest A.	Controller
Salva, Lawrence J -.	Senior Vice President
Haase, William R.	Senior Vice President Ad Sales Finance and Administration
Roberts, Scott W.	Senior Vice President -. Business Services
Shatlock, Jr., Eugene P.	Senior Vice President - Business Strategy and Product Development
Collins, .Timothy P.	Senior Vice President-- Cable Management
Edmunds, Kimberly	Senior Vice President - Cable Operations
Pick, Robert S.	Senior Vice President - Corporate Development
Bryant, Sarah	Senior Vice President - Finance
Kenna, Brian.	Senior Vice President - Finance and Accounting
Leavilt, Shawn	Senior Vice President - Global Benefits
Gillehwater, Steven C.	Senior Vice President - Human Resources
Topping, Andrew C.	Senior Vice President - Labor Relations, HR Compliance and Policy Administration
Nathan, ThomasiR.	Senior Vice President r.Litigation

Nathan, Thomas R.	Deputy General Counsel
Nathan, Thomas R.	Assistant Secretary
Willard, Sheila R.	Senior Vice President - Local Media Development
O'Connell, Daniel Patrick	Senior Vice President - MDU Business Development
Desmond, Sharon T.	Senior Vice President - Revenue and Business Operations
Lang, Richard A.	Senior Vice President - Sales and Marketing
Wasser, Glenn R.	Senior Vice President - Sales and Marketing
Connell, Terrence J.	Senior Vice President - Sales and Sales Operations
Kelly, David	Senior Vice President - Spotlight
Ozor, Jonathan L.	Senior Vice President - Spotlight
Trombley, Roland	Senior Vice President - Spotlight
Lopez, Filemon	Senior Vice President - Strategic Operations
Dankcnbrink, Kristine A.	Senior Vice President - Taxation
Strauss, Matthew E.	Senior Vice President and General Manager -Video Services
Gitchell, Sarah	Vice President
Gitchell, Sarah	Deputy General Counsel
Gitchell, Sarah	Chief Content Acquisition Counsel
Koles, Kathryn	Vice President
Koles, Kathryn	Deputy General Counsel
Marcus, David	Vice President
Marcus, David	Chief Patent Officer
Marcus, David	Deputy General Counsel
Rankin, Brian	Vice Presidenl
Rankin, Brian	Chief Regulatory Counsel - Cable Division
Rankin, Brian	Deputy General Counsel
Dennett, lan R.	Vice President and General Manager - Ad Sales
Heisinger, Peter B.	Vice President and General Manager - Ad Sales
Runge, Mark W.	Vice President and General Manager - Ad Sales
Stone, Jeffrey H.	Vice President and General Manager - Ad Sales
Corcoran, Barry	Vice President - Ad Sales Finance, and Accounting
Sayer, Jonathan	Vice President - Ad Sales Integrated Media Sales
Sullinger, Bobbie G.	Vice President - Ad Sales Operations
McGrath, Patrick T.	Vice President - Ad Sales Technical Operations
Daves, Michael S.	Vice President - Cable Management '
Farley, Brian	Vice President - Communications
Brown, Verba	Vice President - Customer Care
Glass, Anthony	Vice President - Customer Care
Matson, Nancy	Vice President - Customer Care
Thompson, John	Vice President - Customer Care
Ward, Doug	Vice President - Customer Care
Wuerdcman, John M.	Vice President - Customer Care
Austin, Jeffcy W.	Vice President - Engineering
Fitzgerald, Donald P.	Vice President - Engineering
Slabaugh, David W.	Vice President - Engineering
Yates, Thomas	Vice President - Engineering

O'Connor, Kevin P.	Vice President - Federal Tax
Colucci, John A.	Vice President - Field Operations
Kirk, Dale F.	Vice President - Field Operations
Mark, Bryan E.	Vice President - Field Operations
Monteith, Scott D.	Vice President - Field Operations
Parker, Michael C.	Vice President - Field Operations
Thomas, Stephen E.	Vice President - Field Operations
Wainwright, Nicholas	Vice President - Field Operations
Williamson, Larry A.	Vice President - Field Operations
Murtaugh, Brian	Vice Presidenl - Finance
Ossowski, Jeffrey S.	Vice President - Finance
Gibbs, Susan L.	Vice President - Finance and Accounting
Maguire, Thomas C.	Vice President - Finance and Accounting
Mobilia, Janice M.	Vice President - Finance and Accounting
Rehme, Richard M.	Vice President - Finance and Accounting
DiTrolio, Joseph F.	Vice President - Financial Operations
Klcinhans, Kimberly Sebastian	Vice President - Financial Planning and Analysis
McDonald, Christopher G.	Vice President - Government Affairs
Birmingham, Lisa N.	Vice President - Government and Regulatory Affairs
Ryan, Robert E.	Vice President - Government and Regulatory Affairs
Darst, Ardella F.	Vice President - Human Resources
Fasick, Teresa C.	Vice Presidenl - Human Resources
Harrison, Julie M.	Vice President - Human Resources
Haubert-Picrce, Audre	Vice President - Human Resources
Zanoni, Mark C.	Vice President - Information Technology
Miller, Michael P.	Vice President - Interactive Sales
Niedzielski, Alicia M.	Vice President - Marketing
Schweber. Lawrence D.	Vice President - Marketing
Sweeney, William F.	Vice Presidenl - Marketing
Williams, David	Vice President - Marketing
Smith, Jeffrey E.	Vice President - Marketing, Facilities and General Operations
Smith, Jeffrey E.	Deputy General Counsel
Wicht, Jason	Vice President - Marketing Operations
Slovin, Michael B.	Vice President - MDU Business Development
Goyer, Adam	Vice President - Operations
Rosson, Ellen C.	Vice President - Operations
Shook, Geoffrey A.'	Vice President -.Operations Management
Pascarclli, Victor	Vice President - Payment Center Operations
Alperin, Linda	Vice President - Product Sales
Schuchart, John	Vice President - Product Sales
Goldman, Jennifer L.	Vice President - Programming and Marketing Analysis
Halprin, Mary Beth	Vice President - Public Relations
Segal, Jack A	Vice President - Public Relations
O'Brien, Gerald C.	Vice President - Real Estate
Van Alstyne, David A.	Vice President - Sales
Dombroski, David	Vice President - SMB Direct Sales
Donnelly, Thomas J:	Vice President - Taxation

Magdos, Peter D.	Vice President - Technical Operations
P-Ovvefl",; Jeffrey ^:L.	Vice President - Telemarketing .
Weigert, Jim	Vice President and General Manager
Mvirphy,'Daniel J.	Division Senior Vice President':- Engineering
Gage, Timothy	Division Senior Vice President - Government Affairs
r^owies, Peter. ■	Division Vice President t Finance and Accounting
Brown, Jeff	Division Vice President - Customer Care
Gr6^y,:J'phit;- '	Regional Senior Vicel'resident.
Smith, Amy	Regional Senior Vice President
B"aWett;^;Kiirj'.'. -■'	Regional Senior Vice President - Operations
Paligraf, Philip M.	Regional Vice Presidenl - Ad Sales
Hwhmel, Rbnald L.	Regional Vice Presidenl - Business Operations
Deckard, Robert W.	Regional Vice Presidenl - Business Services
Navin, Paul J.	Regional Vice Presidenl - Cable Operations
Madison, Glenn I I.	Regional Vice President - Engineering
Reed, James A.	Regional Vice President - Engineering
Cooper, Derek	Regional Vice President - Government Affairs
Ferry, "William G.-	Regional Vice President - Government Affairs
Macke, James Andy	Regional Vice President - Government Affairs
Suritay,-Matthew	Regional Vice President - Government Affairs
Wells, Douglas	Regional Vice Presidenl - Government Affairs
All^iAhgela	Regional Vice President - Human Resources
McKelvey, Kerry R.	Regional Vice Presidenl - Marketing
Zemaitis;\Th6mas:M	Regional Vice President - Marketing
Hewitt, Michael C.	Regional Vice President - Operations
Harris,'^ndre>y-P;.	Regional Vice President- Sales
O'Connell, Sean M.	Regional Vice President - Sales and Marketing
	Area Vice President - Ad Sales
Biava, Paul	Area Vice President - Operations
Brainard/Deborah	Area Vice President - Operations
Gaudcr III, John	Market Vice President
HaKen^Barbjira A.	Market Vice President
Colvin, Ronnie	System Vice President/General Manager
Gillespiej Valerie L.	System Vice President/General Manager
Yant, D. Trevor	System Vice President/General Manager
Wilson, Midhael;; .V ...	System Vice President - Government Affairs

Comcast of Illinois III, Inc. Organizational chart as of 2/25/2014

Comcast Corporation (PA)

100% Class A Common

100% Class A Special Common

Comcast Holdings Corporation (PA)

100%

'Comcast Cable* Communications, ILC (OE)

100%

Comcast of South Chicago, Inc, (IL)

Comcast ul Illinois 111, Inc (IL)

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